Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Warren BassLPL Financial LLCCambridge Investment Research, Inc.$5010-15-2019
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
James Leslie Heaton Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-07-2019
Richard Edward KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
Raymond T DifilippoJ.W. Cole Financial, Inc.MML Investors Services, LLC10-04-2019
Raymond T DifilippoJ.W. Cole Financial, Inc.MML Investors Services, Inc.10-04-2019
Boyd Fariborz BohloolCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Ty Patrick AndersonVoya Financial Advisors, Inc.Nationwide Securities, LLC09-18-2019
Michael Wayne CorradaCenter Street Securities, Inc.Coastal Equities, Inc.09-12-2019
Jonathan Edward BjoringSunTrust Investment Services, Inc.PNC Investments09-06-2019
Monty Lane HasenbankLPL Financial LLCFirst Command Financial Planning, Inc.$15009-03-2019
Jason Michael FeketeAmeritas Investment Corp.Lincoln Financial Securities Corporation$10409-03-2019
Eric PolEdward JonesCharles Schwab & Co., Inc.$10008-30-2019
Amanda Lyvette RobinsonFirst Citizens Investor Services, Inc.AXA Advisors, LLC$1008-14-2019
Michael Allen TravisLPL Financial LLCUnited Planners' Financial Services of America A Limited Partner$2508-12-2019
Melissa Rachel LeffellEdward JonesWells Fargo Clearing Services, LLC08-12-2019
Troy Flinn, Mary Margaret KastelbergKestra Investment Services LLCCambridge Investment research, Inc.$23008-01-2019
Mary Margaret KastelbergKestra Investment Services, LLCCambridge Investment Research Advisors, Inc.08-01-2019
Troy Lee FlinnKestra Investment Services, LLCCambridge Investment Research, Inc.$15008-01-2019
Mary Margaret KastelbergKestra Investment Services, LLCCambridge Investment Research Advisors, Inc.08-01-2019
Troy Lee FlinnKestra Investment Services, LLCCambridge Investment Research, Inc.$15008-01-2019
Mary Margaret KastelbergKestra Investment Services, LLCCambridge Investment Research Advisors, Inc.08-01-2019
Troy Lee FlinnKestra Investment Services, LLCCambridge Investment Research, Inc.$15008-01-2019
Philip Lawton Swann Jr.Well-Planned Financial LLCCetera Advisor Networks LLC07-29-2019
Michael Fowler, Wayne Creef, Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
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Showing 1 to 25 of 193 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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