Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lynn P SissonLPL Financial LLCVoya Financial Advisors, Inc.$5010-21-2019
Nelson Russell AshbyLPL Financial LLCVoya Financial Advisors, Inc.10-21-2019
Stallone MannanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-21-2019
Robert Preston MartinDixon, Hubard, Feinour & Brown, Inc.Raymond James Financial Services, Inc.10-17-2019
Nathan B DowdyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Michael Francis ChircopCabot Lodge Securities LLCIfs Securities$5010-16-2019
David Johnson LongVoya Financial Advisors, Inc.MML Investors Services, LLC10-16-2019
Frank Louis CroweLPL Financial LLCAvantax Investment Services, Inc.$2510-15-2019
Thomas Warren BassLPL Financial LLCCambridge Investment Research, Inc.$5010-15-2019
Jennifer Ann MackayRaymond James Financial Services, Inc.BB&T Securities, LLC10-15-2019
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
Cheryl West LangstonWest Financial Services, Inc.BB&T Securities, LLC10-11-2019
Ryan Douglas GibbsTriad Advisors LLCNYLIFE Securities LLC10-11-2019
Justin Abbott GoodhueCapitol Securities Management, Inc.Buell Securities Corp.10-11-2019
Darius E McMillanFidelity Brokerage Services LLCFinancial Engines Advisors L.L.C.10-11-2019
Jeffrey Paul WinnebergerFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.10-09-2019
Jody David BrucePruco Securities, LLC.Securian Financial Services, Inc.10-09-2019
Spencer Jones GarrettCanal Capital Management, LLCOppenheimer & Co. Inc.10-09-2019
Horace Lee Daniel SrCUNA Brokerage Services, Inc.Transamerica Financial Advisors, Inc10-08-2019
Michael N HudginsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$15010-08-2019
Shari Beth RashCambridge Investment Research, Inc.Northern Lights Distributors, LLC$1,00010-08-2019
Sean A ConnollyFinancial Engines Advisors L.L.C.Raymond James Financial Services, Inc.10-08-2019
Joshua Steve CurtisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2019
James Leslie Heaton JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-07-2019
Brandon Christopher KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
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Showing 1 to 25 of 307 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.