Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc$5006-10-2019
Linwood Alexander OrenduffPlanMember Securities CorporationING Financial Partners, Inc.06-05-2019
William Eric EastburnLincoln Financial Advisors CorporationCetera Investment Advisers LLC$4606-04-2019
William Everett Counts IVAmeritas Investment Corp.P.J. Robb Variable Corporation06-04-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Jacob Bradley TelleriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDAVINCI FINANCIAL DESIGNS05-23-2019
Jacob Bradley TelleriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavinci Financial Designs05-23-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Michael Edward SheltonLPL Financial LLCThe O.N. Equity Sales Company05-15-2019
Michael Edward SheltonLPL Financial LLCON Investment Manamgent Co05-15-2019
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Ethan Anthony MendozaEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Jason StatutaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Caleb Wayne VaughanKestra Investment Services, LLCProequities, Inc.$25004-25-2019
Geoffrey Price SiskRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-25-2019
Hynson Howell Marvel IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$104-25-2019
Robert James SchupKMS Financial Services, Inc.On Investment Management Co04-24-2019
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-24-2019
Sonji Rollins TuckerJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC$1804-16-2019
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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