Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason William RidingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC07-15-2019
Matthew John MorganCommonwealth Financial NetworkJames River Asset Management, LLC07-15-2019
Kyle Harrison BlackEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2019
Lamar J. WatsonDream Financial PlanningRobert W. Baird & Co. Incorporated07-08-2019
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Eleanor Kendall CalvertCetera Investment Services LLCCUNA Brokerage Services, Inc.$5006-23-2019
Scott Charles SalernoWoodbury Financial Services, Inc.Morgan Stanley$1,00006-21-2019
Jason L. RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Jennifer Anne RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Coleman Barry GoldsmithCabot Lodge Securities LLCSandlapper Securities, LLC$2506-19-2019
Torsten Blaine HermansenLPL Financial LLCSunTrust Investment Services, Inc.06-11-2019
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc.$5006-10-2019
William Eric EastburnLincoln Financial Advisors CorporationCetera Investment Services LLC$4606-04-2019
William Everett Counts IVAmeritas Investment Corp.P.J. Robb Variable Corporation06-04-2019
Garnell Theodore Scott Jr.SunTrust Investment Services, Inc.NYLIFE Securities LLC06-03-2019
Nathaniel David SniderICMA-RC Services, LLCFidelity Brokerage Services LLC06-03-2019
Charles Byron ArringtonOak Vista Capital Management LLCThe London Company of Virginia05-31-2019
Jennifer Lynn BerdellKinloch Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Peter Carlyle WallsKinloch Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
James William Dunn Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Alphonso James GloverIFP Securities, LLCLPL Financial LLC05-22-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
George Gardes Macdonald Jr.Beacon Harbor Wealth AdvisorsWells Fargo Clearing Services, LLC05-16-2019
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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