Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Torsten Blaine HermansenLPL Financial LLCSunTrust Investment Services, Inc.06-11-2019
Joseph Patrick GallemoreTriad Advisors LLCSpire Securities, LLC06-11-2019
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc.$5006-10-2019
David Wayne Moore IIMorgan StanleySunTrust Investment Services, Inc.06-10-2019
Benjamin Fowler GurleyHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-07-2019
Jamie StallingsMorgan StanleyEdward Jones$15006-07-2019
Wesley Brent KaufmanHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-06-2019
Stephen Timothy ClarkeHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-06-2019
Edwin Sidney Martin IIIHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-06-2019
Linwood Alexander OrenduffPlanMember Securities CorporationVoya Financial Advisors, Inc.06-05-2019
Merrill Tucker WaitsRauch Advisory LLCNationwide Securities, LLC06-05-2019
Tyler Alexander SorensenSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.06-04-2019
William Eric EastburnLincoln Financial Advisors CorporationCetera Investment Services LLC$4606-04-2019
William Everett Counts IVAmeritas Investment Company, LLCP.J. Robb Variable Corporation06-04-2019
Nathaniel David SniderICMA-RC Services, LLCFidelity Brokerage Services LLC06-03-2019
Robert E. WalkerInfinex Investments, Inc.Summit Brokerage Services, Inc.05-31-2019
James William Dunn Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-31-2019
Jennifer Lynn BerdellKinloch Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2019
Peter Carlyle WallsKinloch Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2019
Stephen Winston NoffsingerCUNA Brokerage Services, Inc.Davenport & Company LLC05-29-2019
Royeen Ahmad SanieUnited Brokerage Services, IncEdward Jones05-28-2019
Joseph Stanley Falchek IIISullivan, Bruyette, Speros & Blayney, LLCPagnatoKarp Partners, LLC05-28-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Alphonso James GloverIFP Securities, LLCLPL Financial LLC05-22-2019
Carl Malvern Beale IVPark Avenue Securities LLCPark Avenue Securities LLC05-22-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.