Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blake Thomas BanetFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Michael John DracoulisLPL Financial LLCMML Investors Services, LLC08-21-2019
Charles Mitchell AllenLPL Financial LLCMML Investors Services, LLC08-21-2019
Patrick Stephen CoorLPL Financial LLCMML Investors Services, LLC08-21-2019
Erin Michael HayMonument Wealth ManagementCompass Point Research & Trading, LLC08-20-2019
Austin James Pfeiffer Fidelity Brokerage Services LLCVanguard Marketing Corporation08-20-2019
Eric R BartokOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-19-2019
Daniel H YooPBMares Wealth Management LLCUBS Financial Services Inc.08-19-2019
Victoria Marie ZivicOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Elizabeth Bennett WelcherLPL Financial LLCAmeriprise Financial Services, LLC08-16-2019
Amanda Lyvette RobinsonFirst Citizens Investor Services, Inc.Equitable Advisors, LLC08-14-2019
Frank Richard NickeyCUSO Financial Services, L.P.Wells Fargo Advisors Financial Network, LLC$2508-14-2019
Claude Mason RoyalWealthDrive, Inc.Royal Wealth Management08-14-2019
Michael Allen TravisLPL Financial LLCUnited Planners' Financial Services of America A Limited Partner$2508-12-2019
Redmond Livingston Manierre JrMorgan StanleyUBS Financial Services Inc.08-12-2019
John Rhett GarnerHeritage Wealth Management Group, LtdCapital One Investing, LLC08-06-2019
Troy Flinn Mary Margaret KastelbergKestra Investment Services, LLCCambridge Investment Research, Inc.$23008-01-2019
Richard Edward LandiCapitol Securities Management, Inc.Cabot Lodge Securities LLC$10008-01-2019
Troy Lee FlinnKestra Investment Services, LLCCambridge Investment Research, Inc.$15008-01-2019
Mary Margaret KastelbergKestra Investment Services, LLCCambridge Investment Research, Inc.08-01-2019
Jeffrey William MyersLPL Financial LLCCadaret, Grant & Co., Inc.$2507-30-2019
Kevin Patrick MalloryMML Investors Services, LLCEdward Jones07-30-2019
Philip Lawton Swann JrWell-Planned Financial LLCCetera Advisor Networks LLC07-29-2019
Onassis Demont BurressFirst Citizens Investor Services, Inc.Edward Jones07-29-2019
John Carter Gillis JrLPL Financial LLCAmeriprise Financial Services, LLC$9207-26-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.