Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William P JensenAcadia Financial Services, LLCHughes Financial Services, LLC06-10-2020
Erin Michele SmithAccordant Advisory Group, Inc.Raymond James Financial Services Advisors, Inc$5007-03-2012
Faron Scott Miller SrACG Advisory Services IncTD Ameritrade, Inc.01-06-2020
James David PickertACG Advisory Services IncMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
Kevin Leon FoxAcorn Financial Advisory Services, Inc.MML Investors Services, LLC$5001-08-2020
Sean M Tyll SrAcorn Financial Advisory Services, Inc.Mutual of Omaha Investor Services, Inc.08-26-2019
Donald Franklin HeishmanAcorn Financial Advisory Services, Inc.Triad Advisors LLC06-06-2018
Steven Franklin BrandtAcorn Financial Advisory Services, Inc.LPL Financial LLC12-08-2017
Brett Matthew NelsonAdvicePeriod, LLCVoya Financial Advisors, Inc.09-10-2020
Robert Wayne FalterAE Wealth Management, LLCSound Income Strategies, LLC05-28-2020
Thomas Utterback GrinnellAE Wealth Management, LLCBB&T Securities, LLC05-08-2019
Jason Palomares LavariasAE Wealth Management, LLCIntervest International Equities Corporation12-13-2018
Kevin Dale AlexanderAlexander Advisory Services, LLCCapital Retirement Planning, LLC09-12-2019
Roberta Winn KellerAlexis AdvisorsBrunson Advisors LLC05-16-2013
Robert Jason AllenAllen Investment ManagementGOLD ASSET MANAGEMENT, INC.02-10-2015
Harry SchwarzAlliance Wealth Strategies, LLCDixon Hughes Goodman Wealth Advisors LLC02-16-2017
Taylor Harrison EmburyAlliant Wealth AdvisorsIndependent Wealth Network, Inc.08-17-2018
Jeffrey Lewis SchatzAlliant Wealth AdvisorsWest Financial Services, Inc.02-06-2017
Robert Joseph BudnickiAllstate Financial Advisors, LLCThrivent Investment Management Inc.10-05-2020
Myron D SafrittAllstate Financial Services, LLCEquitable Advisors, LLC09-17-2020
Terence Vincent GallagherAllstate Financial Services, LLCAmeriprise Financial Services, LLC08-20-2020
Terri Lynn WeatherlyAllstate Financial Services, LLCPrincipal Securities, Inc.11-26-2019
Maurice Bernard SpringerAllstate Financial Services, LLCPruco Securities, LLC.05-10-2019
Brian Keith Seymour IIAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2018
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
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Showing 1 to 25 of 2,436 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.