Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jake Lavely, Robert Dimick LPL Financial LLCWells Fargo Advisors, LLC$21006-05-2020
Zachary Philip DaleyCitizens Securities, Inc.AXA Advisors, LLC04-02-2020
Charles William VellaWells Fargo Clearing Services, LLCEdward Jones$4703-09-2020
Connor Allen Woods BrissonLPL Financial LLCWells Fargo Clearing Services, LLC02-28-2020
Andrew Burton BeyerTrue North Financial Planning, LLCMorgan Stanley02-20-2020
Carl Hicks White IIILPL Financial LLCSecurities America Advisors, Inc.$1,00001-15-2020
Thomas Joseph CurtinHammond Iles Wealth AdvisorsCUNA Brokerage Services, Inc.01-10-2020
Jessica Frazer FarnhamGWN Securities Inc.Nationwide Securities, LLC01-07-2020
Patrick John ThorntonBelpointe Asset Management LLCThornton Investment Management PLLC01-06-2020
Thomas Roe CosinukeWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-10-2019
Jason Michael McFaulMML Investors Services, LLCEquity Services, Inc.09-05-2019
William Russell GravesMarble Trail AdvisorsCharles Schwab & Co., Inc.07-17-2019
Gordon Stuart RhoadsSecurities America, Inc.Equity Services, Inc.06-25-2019
Jason Robert StannardMML Investors Services, LLCMorgan Stanley04-18-2019
Dillon Partick LovellWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-12-2019
Kyle Richard NichollsCUSO Financial Services, L.P.Infinex Investments, Inc.04-10-2019
Brian M LowryRaymond James & Associates, Inc.Crestwood Advisors04-01-2019
Robert Christopher BeaulieuCapital AnalystsRegulus Advisors, LLC03-14-2019
Patrick John ThorntonThornton Investment Management PLLCThornton Investment Management PLLC03-13-2019
Kevin Michael TheissenHWC FinancialSkygate Financial Group, LLC03-07-2019
Kimberly E BrownCUSO Financial Services, L.P.LPL Financial LLC02-28-2019
Malissa M MarshallSoaring Wealth LLCMarble Trail Advisors02-28-2019
Louis Maurice OlaveLincoln InvestmentQuestar Capital Corporation02-22-2019
J Townsend GilbertEquity Services, Inc.Flagship Harbor Advisors, LLC02-12-2019
Melissa Ballard ReeceEquity Services, Inc.OneAmerica Securities, Inc.02-01-2019
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Showing 1 to 25 of 243 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.