Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael McFaulMML Investors Services, LLCEquity Services, Inc.09-05-2019
Kurt SchuelerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00009-04-2019
David Laing StewartWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2509-04-2019
David Joseph MaherWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15009-04-2019
Gordon Stuart RhoadsSecurities America, Inc.Equity Services, Inc.06-25-2019
Jason Robert StannardMML Investors Services, LLCMorgan Stanley04-18-2019
Dillon Partick LovellWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-12-2019
Kevin Michael TheissenHWC FinancialSkygate Financial Group, LLC03-07-2019
Kimberly E BrownCUSO Financial Services, L.P.LPL Financial LLC02-28-2019
Malissa M MarshallSoaring Wealth LLCMarble Trail Advisors02-28-2019
Louis Maurice OlaveLincoln InvestmentQuestar Capital Corporation02-22-2019
J Townsend GilbertEquity Services, Inc.Flagship Harbor Advisors, LLC02-12-2019
Melissa Ballard ReeceEquity Services, Inc.OneAmerica Securities, Inc.02-01-2019
Nicole Lee Marie GuimondsCitizens Securities, Inc.Edward Jones12-17-2018
Thomas William HarrisWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-26-2018
Gregory L LemieuxLPL Financial LLCEdward Jones10-12-2018
David William BarrellBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.07-06-2018
Joseph Don MalboeufLPL Financial LLCLincoln Financial Securities Corporation$3806-01-2018
Michael David KendallEquity Services, Inc.Hornor, Townsend & Kent, LLC05-01-2018
Gregory S. NorrisBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.04-17-2018
John Kermit JacobiMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Investment02-08-2018
Robert Joseph Bizek Jr.Summit Investments LLCEquinox Financial Advisors, Inc02-06-2018
Walter Winston LotherCUNA Brokerage Services, Inc.Edward Jones$15001-16-2018
Frank Nelson DepetersEquity Services, Inc.Centaurus Financial, Inc.10-27-2017
William P HerbstEquity Services, Inc.MML Investors Services, LLC10-25-2017
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Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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