Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas William FrickeLPL Financial LLCAllianz Life Financial Services, LLC08-15-2017
David William BarrellBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.07-06-2018
Gregory S. NorrisBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.04-17-2018
William Brendan WalshQuantum Leap Capital, LLCAmeriprise Financial Services, Inc.01-07-2013
Colleen Mcguire TremblayMorgan StanleyAXA Advisors, LLC01-05-2016
Andrea K. FisherMorgan StanleyAXA Advisors, LLC11-18-2015
Timothy A HumphreyRock Point Advisors, LLCBarclays Capital Inc.03-13-2015
Robert Bradley StedmanMorgan StanleyCadaret, Grant & Co., Inc.07-25-2013
Jonathan Eric WhitehouseCUSO Financial Services, L.P.Cadaret, Grant & Co., Inc.11-01-2012
Rodrique Paul CousinoEquity Services, Inc.Cadaret, Grant & Co., Inc.$1005-01-2012
Johnhenry Brian HubertCatamount Asset Management LLCCadaret, Grant & Co., Inc.02-15-2012
John Wentling DavisCopper Leaf Financial, LLCCambridge Investment Research, Inc.01-06-2017
Heather Sue MeeksSummit Wealth Group LLCCambridge Investment Research, Inc.02-10-2016
Thomas Colt HartmanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5001-19-2016
Frank Nelson DepetersEquity Services, Inc.Centaurus Financial, Inc.10-27-2017
Dillon Partick LovellWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-12-2019
Lynda S WalkerPeople's Securities, Inc.Chittenden Securities, LLC.10-01-2009
John Frederick DanniesMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Dean James PelkeyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Brian Alan PelkeyMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Damon Kevin KinzieMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Christopher Dale DubieMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
James Douglas CanavanMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Danielle Lee HoganMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Kenneth Charles KowalewitzMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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