Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Andrew GiaccoAllstate Financial Services, LLCEquity Services, Inc.01-06-2009
Mark Allen HuntleyAmerican Portfolios Financial Services, Inc.Raymond James Financial Services Advisors, Inc12-11-2009
Malcolm Holmes Smith Jr.APW Capital, Inc.New England Securities07-15-2009
Bryan Wade BelisleB.W. Belisle Planning & Strategy Company LLCEdward Jones09-09-2013
Russell Norman GreenBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
David William BarrellBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.07-06-2018
Gregory S. NorrisBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.04-17-2018
Michael Paul ShermanCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$2501-04-2016
Steven Thomas BurnettCambridge Investment Research, Inc.StanCorp Equities, Inc.03-07-2012
Amy Elizabeth Fracaro-ChoateCambridge Investment Research, Inc.Financial West Group06-01-2010
Johnhenry Brian HubertCatamount Asset Management LLCCadaret, Grant & Co., Inc.02-15-2012
Joyce Smith ColeCenterPoint Financial, Inc.J. Cole Financial Advisers, Inc.12-12-2014
Priscilla N. GilbertCenterPoint Financial, Inc.J. COLE FINANCIAL ADVISERS, INC.07-23-2014
Michael Odriscoll QuinnCetera Advisor Networks LLCMetLife Securities Inc.02-08-2017
Paul Joseph ValenteCetera Advisor Networks LLCScottrade, Inc.07-16-2014
Joseph Paul PreddyCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Shellie L WrightCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Shawn M OxfordCetera Advisor Networks LLCTower Square Securities, Inc.$1009-03-2013
Donna Lee LescoeCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Randall Ernest SaulnierCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Collin Robert FingonCetera Advisors LLCH. Beck, Inc.10-18-2011
Timothy David PeykoCetera Financial Specialists LLCNfp Advisor Services03-27-2013
Jeffrey G KinnestonCetera Financial Specialists LLCNfp Advisor Services03-27-2013
Daniel John ReaganCetera Financial Specialists LLCNfp Advisor Services03-27-2013
Douglas Allen DaileyChamplain Valley Financial Services, LLCIBN Financial Services, Inc.03-24-2017
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Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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