Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Andrew GiaccoAllstate Financial Services, LLCEquity Services, Inc.01-06-2009
Peter Peabody KelleyUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-19-2009
John Crawford Hamilton, Kenneth David McEwanUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-19-2009
Jessica Lee Anderson, Charles William Gaede II, Margaret A JonesUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-19-2009
Mitchell Jeffries RosengartenUBS Financial Services Inc.Citigroup Global Markets Inc.03-19-2009
Tara A DowdenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-30-2009
Jeremiah Maxwell EvartsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
William Eli Patno IILPL Financial LLCEquity Services, Inc.03-30-2009
Maurice Brent SleeperLPL Financial LLCEquity Services, Inc.04-02-2009
Eric Jon WilsonEdward JonesWells Fargo Clearing Services, LLC04-20-2009
John Frederick DanniesMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Argie EconomouMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Andrew Burton BeyerMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Dean James PelkeyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Brian Alan PelkeyMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Robert Wesley BuranMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Damon Kevin KinzieMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Christopher Dale DubieMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Sarah Heather TynerMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
James Douglas CanavanMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Danielle Lee HoganMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Kenneth Charles KowalewitzMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Olsen MyhreMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lucinda Mary BainMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Ronald Mitchell BiedermannMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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