Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keven Lee GraberKey Investment Services LLCCitizens Securities, Inc.10-06-2017
Thomas William FrickeLPL Financial LLCAllianz Life Financial Services, LLC08-15-2017
Andrew F. CampanellaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2017
Kevin Bernard CieplickiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-21-2017
Emily Annick LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Neil John KvasnakMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.03-31-2017
Keith D. LewandoskiMML Investors Services, LLCMetLife Securities Inc.$6403-25-2017
Scott Dana Gordon-MaceyMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Janet Sue CooperMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Roger Lane WebsterMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Michael Scott HayesMML Investors Services, LLCMetLife Securities Inc.03-25-2017
John A. HoogenboomMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Douglas Allen DaileyChamplain Valley Financial Services, LLCIBN Financial Services, Inc.03-24-2017
Michael Odriscoll QuinnCetera Advisor Networks LLCMetLife Securities Inc.02-08-2017
Lauren Genevieve FinneyEquity Services, Inc.Sentinel Financial Services Company02-06-2017
John Wentling DavisCopper Leaf Financial, LLCCambridge Investment Research, Inc.01-06-2017
George D. Ewins, Richard J. Kowalski, Theresa SwettRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$44011-28-2016
Richard Jouret KowalskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-02-2016
Theresa A. SwettRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2016
George Donald Ewins Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2016
John Joseph Harm Jr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC10-21-2016
Robert John Kurchena Jr.Wells Fargo Clearing Services, LLCEdward Jones$2010-05-2016
David W ThompsonGradient Securities, LLCWilbanks Securities, Inc.$1009-23-2016
Timothy Stephen O'ConnorCommonwealth Financial NetworkLPL Financial LLC09-15-2016
Katherine Boucher BradyCommonwealth Financial NetworkLPL Financial LLC09-15-2016
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Showing 26 to 50 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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