Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lindsay Ann AntonowiczWestView Investment Advisors, LLCFidelity Investments Institutional Services Company, Inc.08-11-2016
Rebecca Nasar DunneEquity Services, Inc.Hornor, Townsend & Kent, LLC07-18-2016
Russell Norman GreenBankers Life Securities, Inc.ProEquities, Inc.05-26-2016
Timothy Lee CopeKestra Advisory Services, LLCKestra Investment Services, LLC04-20-2016
Marc Vincent FragolaKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
Craig Anton EilersKestra Advisory Services, LLCKestra Investment Services, LLC04-18-2016
Joseph G. Hameline, Jr., Joseph G. Hameline, III, Erikson HamelineRaymond JamesUBS Financial Services Inc. Inc.$26004-14-2016
Brian Richard McHughMorgan StanleyMML Investors Services, LLC03-30-2016
Heather Sue MeeksSummit Wealth Group LLCCambridge Investment Research, Inc.02-10-2016
Joseph George Hameline Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$15001-20-2016
Erikson Eldridge HamelineRaymond James & Associates, Inc.UBS Financial Services Inc.01-20-2016
Joseph George Hameline IIIRaymond James & Associates, Inc.UBS Financial Services Inc.01-20-2016
Thomas Colt HartmanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5001-19-2016
Colleen Mcguire TremblayMorgan StanleyAXA Advisors, LLC01-05-2016
Michael Paul ShermanCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$2501-04-2016
Alf Nicholas Strom-OlsenLPL Financial LLCCommonwealth Financial Network$2511-20-2015
Andrea K. FisherMorgan StanleyAXA Advisors, LLC11-18-2015
Brian Bruce BristowCUNA Brokerage Services, Inc.M Holdings Securities, Inc.10-27-2015
Keith Gordon SpencerCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2015
Jason Michael Jeffers Jr.People's Securities, Inc.Santander Securities LLC05-19-2015
Brigitte Jeanne LackeySoutheast Investments, N.C., Inc.Equity Services, Inc.05-07-2015
Alex Bryan, Ryan Bartley, Robert TorneyRaymond JamesUBS Financial Services Inc. Inc.$30005-05-2015
Alexander Bryan Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$15005-05-2015
Ryan Manyx BartleyRaymond James & Associates, Inc.UBS Financial Services Inc.$15005-05-2015
Robert S. TorneyRaymond James & Associates, Inc.UBS Financial Services Inc.05-05-2015
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Showing 51 to 75 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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