Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Joseph MaherWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-17-2015
Scott Michael HinmanCUSO Financial Services, L.P.Equity Services, Inc.$2503-19-2015
Timothy A HumphreyRock Point Advisors, LLCBarclays Capital Inc.03-13-2015
Joyce Smith ColeCenterPoint Financial, Inc.J. Cole Financial Advisers, Inc.12-12-2014
Katherine Traver, Michael L. GardnerRaymond JamesRBC Wealth Management$18510-03-2014
Michael Lee GardnerRaymond James & Associates, Inc.RBC Capital Markets, LLC$10010-03-2014
Wendy L JestingsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-17-2014
Parker Aubrey BabbeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-17-2014
Steven Alan MorneauCUNA Brokerage Services, Inc.Horace Mann Investors, Inc.09-03-2014
Priscilla N. GilbertCenterPoint Financial, Inc.J. COLE FINANCIAL ADVISERS, INC.07-23-2014
Paul Joseph ValenteCetera Advisor Networks LLCScottrade, Inc.07-16-2014
Anna Kim StroutMorgan StanleyNYLIFE Securities LLC06-27-2014
Brian Scott CussimanioEquity Services, Inc.Quest Capital Strategies, Inc.$15006-20-2014
Douglas Francis GuerinSoutheast Investments, N.C., Inc.Questar Capital Corporation04-04-2014
Bryan Wade BelisleB.W. Belisle Planning & Strategy Company LLCEdward Jones09-09-2013
Joseph Paul PreddyCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Shellie L WrightCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Shawn M OxfordCetera Advisor Networks LLCTower Square Securities, Inc.$1009-03-2013
Donna Lee LescoeCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Randall Ernest SaulnierCetera Advisor Networks LLCTower Square Securities, Inc.09-03-2013
Robert Bradley StedmanMorgan StanleyCadaret, Grant & Co., Inc.07-25-2013
Benjamin Edward NostrandWestView Investment Advisors, LLCNOSTRAND FINANCIAL PLANNING, LLC04-16-2013
Timothy David PeykoCetera Financial Specialists LLCNfp Advisor Services03-27-2013
Jeffrey G KinnestonCetera Financial Specialists LLCNfp Advisor Services03-27-2013
Daniel John ReaganCetera Financial Specialists LLCNfp Advisor Services03-27-2013
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Showing 76 to 100 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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