Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Ralph Smith Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Omar Mahadeen GraddockMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Pamela Andrews DriverMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Everett EdwardsMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Suzanne Marie ShepardMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Eric StotzMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David E. PasackowMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Elliot Willard GrayMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Randy Scott LambertiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Steven Kennethjames GentileMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alysia Rose PerkinsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Harlan Charles SylvesterMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Mac Donald TrueMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Derek Ali GraddockMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Thomas Terrill SequistMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Cooke BrosciousMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Julie Connarn BraunMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Hank Henry ElitzerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Lusk MunsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Eric Jon WilsonEdward JonesWells Fargo Clearing Services, LLC04-20-2009
Maurice Brent SleeperLPL Financial LLCEquity Services, Inc.04-02-2009
Tara A DowdenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-30-2009
Jeremiah Maxwell EvartsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
William Eli Patno IILPL Financial LLCEquity Services, Inc.03-30-2009
Peter Peabody KelleyUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-19-2009
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Showing 151 to 175 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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