Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diego Manuel MesaTransamerica Financial Advisors, IncThrivent Investment Management Inc.10-02-2020
Sally Lou McCrayCommonwealth Financial NetworkKMS Financial Services, Inc.$15010-01-2020
Robin Pengkoon TanLPL Financial LLCKMS Financial Services, Inc.$3110-01-2020
Kim M. JohnsonUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.$1009-30-2020
Daniel SuhRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-30-2020
Robert Vincent Chamberlin IIIJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC09-30-2020
Jennifer Polkinghorn EasleyAxxcess Wealth Management, LLCKMS Financial Services, Inc.09-04-2020
Michael George Weinand MbaLPL Financial LLCKMS Financial Services, Inc.$1109-01-2020
Steven Robert RichLPL Financial LLCKMS Financial Services, Inc.09-01-2020
Brandy Ann PriettoLPL Financial LLCKMS Financial Services, Inc.09-01-2020
Charles D KerLPL Financial LLCWoodbury Financial Services, Inc.09-01-2020
Mark Andrew CoskiQuantum Financial Planning Services, Inc.SSN Advisory, Inc.$2509-01-2020
Robert Eugene PanianLPL Financial LLCKMS Financial Services, Inc.08-31-2020
David Wayne MasonCambridge Investment Research Advisors, Inc.KMS Financial Services, Inc.$5008-27-2020
David Wayne MasonCambridge Investment Research, Inc.KMS Financial Services, Inc.$508-27-2020
Kellie Denise Hall-StrehlowCambridge Investment Research, Inc.KMS Financial Services, Inc.08-27-2020
Ivy Qian LiuMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.08-26-2020
Ying HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2020
Andrew Glass ConnerPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$2508-24-2020
Ross M. KrauseLPL Financial LLCMML Investors Services, LLC$1508-24-2020
Ying HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2020
Nicholis Jay ColeFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Damon David GeorgeUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.08-18-2020
Damon David GeorgeUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.08-18-2020
Karen Anne McFallCadaret, Grant & Co., Inc.SagePoint Financial, Inc.08-18-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.