Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward BellKMS Financial Services, Inc.Cetera Investment Advisers LLC08-05-2019
Cynthia Lynn NobleThe O.N. Equity Sales CompanyPrincor Financial Services Corporation08-01-2019
Craig James HansonUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
Mary Katherine PieperUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
James Melvin MershonCalton & Associates, Inc.Capital Financial Services, Inc.07-15-2019
Michael L. McKenzieCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Michelle Rudd Summit Trail AdvisorsWells Fargo Investments, LLC$50007-03-2019
Daniel Philip OstlundWorld Equity Group, Inc.Taylor Capital Management Inc.$1107-03-2019
Robert Blair RolandLPL Financial LLCD.A. Davidson & Co.$5006-28-2019
Robert Collins RolandLPL Financial LLCRaymond James Financial Services Advisors, Inc.$15006-28-2019
Gary Lee DouviaLPL Financial LLCRaymond James Financial Services Advisors, Inc.$10006-28-2019
Chad Alexander RolandLPL Financial LLCRaymond James Financial Services Advisors, Inc.$10006-28-2019
Drushelle Marie WarnickLPL Financial LLCD.A. Davidson & Co.$10006-28-2019
Shawn B. PeroffLPL Financial LLCRaymond James Financial Services Advisors, Inc.$106-26-2019
Matthew Mackay KelleherWedbush Securities Inc.Painewebber Incorporated$15006-21-2019
Nicole Yvonne ReifCetera Investment Services LLCForesters Advisory Services, LLC06-20-2019
Richard Irving MatoffPlanMember Securities CorporationCetera Advisors LLC$106-10-2019
Jason D FalkMutual of Omaha Investor Services, Inc.Sandlapper Wealth Management, LLC06-07-2019
Michael Garrison BlockhusRBC Capital Markets, LLCD.A. Davidson & Co.$15006-05-2019
David Scott BeckTriad Advisors LLCHornor, Townsend & Kent, Llc06-03-2019
Richard Evan ThomasVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-03-2019
Ryan Joseph GraczykCetera Advisors LLCCommonwealth Financial Network$2505-31-2019
Stephen Nephi AshtonLPL Financial LLCCapital Financial Services, Inc.05-31-2019
James Francis StarrUnited Planners' Financial Services of America A Limited PartnerPlanmember Securities Corporation$105-29-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
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Showing 1 to 25 of 2,580 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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