Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Robert BridenbackCommonwealth Financial NetworkUmpqua Investments, Inc.$15005-15-2020
Steven Eric EricksonConcorde Investment Services, LLCInternational Assets Advisory, LLC$2505-12-2020
Chun Mei ZhuLPL Financial LLCWaddell & Reed$2505-12-2020
Eva J. StricklandU.S. Bancorp Investments, Inc.Key Investment Services LLC05-04-2020
Andres R. PowellLPL Financial LLCInfinex Investments, Inc.05-04-2020
Kimbril Kevin MooreLPL Financial LLCInfinex Investments, Inc.05-04-2020
Enrico SioLPL Financial LLCInfinex Investments, Inc.05-04-2020
Michael Thomas IversLPL Financial LLCInfinex Investments, Inc.05-04-2020
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
Kevin John WilliamsSynergy Financial Management, LLCGennaker Capital LLC04-17-2020
Matthew Paul CourPruco Securities, LLC.Regulus Advisors, LLC04-10-2020
Christopher Edward Simon-WallaceTD Ameritrade Investment Management, LLCE*TRADE Capital Management, LLC04-08-2020
Kristina DraperPruco Securities, LLC.Voya Financial Advisors, Inc.04-07-2020
Keith Richard DeniganAXA Advisors, LLCEdward Jones04-03-2020
Jose Luis LedesmaEdward JonesAXA Advisors, LLC04-03-2020
William Lewis OverstreetKey Investment Services LLCEdward Jones04-02-2020
Kelsey Jordan LairdMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.04-02-2020
Richard W. Blacharski Jr.U.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC04-01-2020
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15003-31-2020
Susan Marie Lewis-SaxauerBrokers International Financial Services, LLC.KMS Financial Services, Inc.03-30-2020
Theodore Bernhardt EricksonCetera Advisors LLCStratos Wealth Partners, Ltd$2503-26-2020
Howard John SaxauerBrokers International Financial Services, LLC.KMS Financial Services, Inc.03-26-2020
Jennifer Lee HarmanU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC03-23-2020
Monica Ann CallenLPL Financial LLCKMS Financial Services, Inc.$10003-23-2020
Kimberly CooperCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.03-20-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.