Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Joseph FeistLPL Financial LLC1st Global Capital Corp.08-09-2016
Dennis Eugene BryanAmeriprise Financial Services, Inc.1st Global Capital Corp.01-03-2012
Homer Scoville Smith IVAmeriprise Financial Services, Inc.1st Global Capital Corp.$5008-19-2011
Evan Leigh WolkKMS Financial Services, Inc.1st Worldwide Financial Partners, LLC$2506-25-2013
Joshua Matthew HoldenFisher InvestmentsA.G.P. / Alliance Global Partners02-17-2017
Gabriella SheffieldNorthwest Asset ManagementAdvanced Practice Advisors, LLC02-26-2018
Kent Alan Maclachlan Jr.MacLachlan Wealth ManagementAdvicePeriod, LLC12-06-2018
Peggy Lynn FarnworthKMS Financial Services, Inc.AFA Financial Group, LLC$1005-04-2010
William Benjamin PretoryINVEST Financial CorporationAffinity Investment Services, LLC01-16-2013
Amy Barbara BarnesFirebrand Wealth Management, LLCAldrich Wealth LP04-17-2018
Todd Jason JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.12-09-2013
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
James Robert CarneyMorgan StanleyAllianceBernstein L.P.$106-04-2012
Gregory Victor OlsonUBS Financial Services Inc.AllianceBernstein L.P.$2506-02-2012
Joel Stuart PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-10-2011
David Stuart EskenaziKMS Financial Services, Inc.Allied Asset Management, Inc.06-22-2016
Mariah Mae GatesFarmers Financial Solutions, LLCAllstate Financial Services, LLC04-02-2019
Kevin Leslie GaraskyBankers Life Securities, Inc.Allstate Financial Services, LLC01-03-2019
David Randal GouldSigma Financial CorporationAllstate Financial Services, LLC12-01-2015
Paul James StevickU.S. Bancorp Investments, Inc.Allstate Financial Services, LLC$15007-02-2015
Brent Franklin ArnoldLPL Financial LLCAllstate Financial Services, LLC$106-22-2015
Martin Reid WestMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC12-22-2014
William Darren HensleyIntegrity Financial CorporationAllstate Financial Services, LLC10-06-2014
Matthew Tye Wiltse-HiattEdward JonesAllstate Financial Services, LLC07-15-2014
Florencio Gilberto SandovalJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-03-2013
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Showing 1 to 25 of 2,573 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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