Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Joseph FeistLPL Financial LLC1st Global Capital Corp.$1208-09-2016
Dennis E. BryanAmeriprise Financial Services, LLC1st Global Capital Corp.01-03-2012
Homer Scoville Smith IVAmeriprise Financial Services, LLC1st Global Capital Corp.$5008-19-2011
Evan Leigh WolkKMS Financial Services, Inc.1st Worldwide Financial Partners, LLC$2506-25-2013
Joshua Matthew HoldenFisher InvestmentsA.G.P / Alliance Global Partners02-17-2017
Zachary K. AbrahamNorthwest Asset ManagementAbraham Securities Corporation02-02-2017
Lynn Raymond SiewertEpic Trust Investment Advisors LLCAdvanced Corporate Planning, LLC02-13-2018
Gabriella SheffieldNorthwest Asset ManagementAdvanced Practice Advisors, LLC02-26-2018
Kent Alan Maclachlan Jr.MacLachlan Wealth ManagementAdvicePeriod, LLC12-06-2018
Andrew Thomas FaganPruco Securities, LLC.Advisory Services Network03-26-2019
Peggy Lynn FarnworthKMS Financial Services, Inc.AFA Advisor Services LLC05-04-2010
William Benjamin PretoryINVEST Financial CorporationAffinity Investment Services, LLC01-16-2013
Kim Karen McNeilThe Advisor Benefits Group, Inc.Albion Financial Group05-09-2018
Amy Barbara BarnesFirebrand Wealth Management, LLCAldrich Wealth LP04-17-2018
Craig Allen LandronVorpahl Wing SecuritiesAllegro Wealth Management, Inc.06-13-2016
Cody Robert RoosLPL Financial LLCALLELUIA FINANCIAL LLC10-31-2018
Shannon Maureen SpanglerFisher InvestmentsAllianceBernstein L.P.04-10-2018
Todd J JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.12-09-2013
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
Aaron Keith KnudsenUBS Financial Services Inc.AllianceBernstein L.P.06-02-2012
Joel Stuart PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-22-2011
David Stuart EskenaziKMS Financial Services, Inc.Allied Asset Management, Inc.06-22-2016
Eric Thor GudmundsonPark Avenue Securities LLCAllstate Financial Services, LLC$2508-13-2019
Kevin P. SharmanAllstate Financial Services, LLCAllstate Financial Services, LLC07-26-2019
Missie Antoinette HessPark Avenue Securities LLCAllstate Financial Services, LLC05-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.