Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis E. BryanAmeriprise Financial Services, Inc.1st Global Capital Corp.01-03-2012
Homer Scoville Smith IVAmeriprise Financial Services, Inc.1st Global Capital Corp.$5008-19-2011
Evan Leigh WolkKMS Financial Services, Inc.1st Worldwide Financial Partners, LLC$2506-25-2013
Joshua Matthew HoldenFisher InvestmentsA.G.P. / Alliance Global Partners02-17-2017
Gabriella SheffieldNorthwest Asset ManagementAdvanced Practice Advisors, LLC02-26-2018
Kent Alan Maclachlan Jr.MacLachlan Wealth ManagementAdvicePeriod, LLC12-06-2018
Peggy Lynn FarnworthKMS Financial Services, Inc.AFA Advisor Services LLC$1005-04-2010
Kim Karen McNeilThe Advisor Benefits Group, Inc.Albion Financial Group05-09-2018
Amy Barbara BarnesFirebrand Wealth Management, LLCAldrich Wealth LP04-17-2018
David Langford MidgleyMorgan StanleyAlliancebernstein L.P.08-23-2019
Bareq Asif PeshtazMorgan StanleyAllianceBernstein L.P.03-11-2013
Aaron Keith KnudsenUBS Financial Services Inc.AllianceBernstein L.P.06-02-2012
Joel Stuart PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-10-2011
David Stuart EskenaziKMS Financial Services, Inc.Allied Asset Management, Inc.06-22-2016
Mariah Mae GatesFarmers Financial Solutions, LLCAllstate Financial Services, LLC04-02-2019
Paul James StevickU.S. Bancorp Investments, Inc.Allstate Financial Services, LLC07-02-2015
Brent Franklin ArnoldLPL Financial LLCAllstate Financial Services, LLC06-22-2015
Matthew Tye Wiltse-HiattEdward JonesAllstate Financial Services, LLC07-15-2014
James C WileyFisher InvestmentsAllstate Financial Services, LLC03-02-2011
Dustin AllberyNorthwest Planning Advisors LLCAmerican Reliance Group10-02-2018
Rhonda Patricia HauterAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Robert Foster KransbergerLPL Financial LLCAmeriprise Financial Services, Inc.11-01-2019
David R. UhlmannSynerge Advisory LLCAmeriprise Financial Services, Inc.07-24-2019
Brian Matthew JohnsonVinoble GroupAmeriprise Financial Services, Inc.05-28-2019
Sean Vaughn OwenVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
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Showing 1 to 25 of 2,101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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