Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sylvia Denise Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Allison Anne Nathe1st Global Advisors IncGlobal Financial Private Capital, LLC03-07-2018
Joseph B Johnson1st Global Capital Corp.Umpqua Investments, Inc.$903-17-2016
Homer Scoville Smith IV1st Global Capital Corp.Ameriprise Financial Services, Inc.04-01-2010
Zachary Kye AbrahamAbraham & Co., Inc.C.K. Cooper & Company, Inc.11-07-2013
Wendy Adair BrittonAdair Wealth ManagementNorthwest Asset Management10-11-2016
William David McbeeAdirondack Trading Group LLCSecurities Service Network, LLC12-05-2014
Lynn Raymond SiewertADVANCED CORPORATE PLANNING, LLCFirst Allied Securities, Inc.08-03-2017
Kent Alan Maclachlan Jr.AdvicePeriod, LLCFirst Allied Securities, Inc.09-27-2017
Thomas B Mclean Jr.Advitica Financial Planning LLCVestory, LLC08-02-2018
Raymond Leighton AdamsAllegis Investment Services, LLCSignator Investors, Inc.01-22-2016
Aaron James MarbergAllianceBernstein L.P.Lincoln Investment03-25-2010
John Grant Woodhead Sr.Alliant Securities, Inc. Turner, Nord, KienbaumDavidson Investment Advisors, Inc.11-23-2009
Jeffrey Myles NewtonAlliant Securities, Inc. Turner, Nord, KienbaumBozarth, Newton & Murphy Securities, Inc.$2510-20-2009
Kevin Eric VanegdomAllstate Financial Services, LLCCountry Capital Management Company03-05-2019
Christopher Craig KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
Lee Louise MackessyAllstate Financial Services, LLCWells Fargo Clearing Services, LLC$103-02-2018
James Donald HammerAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-22-2018
Chad Ray ErwinAllstate Financial Services, LLCState Farm VP Management Corp.02-05-2018
Dennis Albert KaiserAllstate Financial Services, LLCPrudential Annuities Distributors, Inc11-24-2017
Christopher WalkerAllstate Financial Services, LLCKey Investment Services LLC10-05-2017
Kevin Leslie GaraskyAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-20-2017
Colin Francis JohnsonAllstate Financial Services, LLCStira Capital Markets Group, LLC$2510-04-2016
Tracy Allan SchaffAllstate Financial Services, LLCM Holdings Securities, Inc.06-01-2016
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Showing 1 to 25 of 2,570 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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