Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
Darren Norman Henke180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Richard Wayne Buchan180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Allison Anne Nathe1st Global Advisors IncGlobal Financial Private Capital, Inc.03-07-2018
Joseph B. Johnson1st Global Capital Corp.Umpqua Investments, Inc.03-17-2016
Homer Scoville Smith IV1st Global Capital Corp.Ameriprise Financial Services, LLC$2504-01-2010
William Knox Lang7B Advisors LLCMorgan Stanley08-12-2020
Darrin Mitchel McComasAbraham & Co., Inc.LifeMark Securities Corp.07-19-2019
Zachary K. AbrahamAbraham Securities CorporationC.K. Cooper & Company, Inc.11-07-2013
Wendy Adair BrittonAdair Wealth ManagementNorthwest Asset Management10-11-2016
William David McBeeAdirondack Trading Group LLCSecurities Service Network, LLC$112-05-2014
Lynn Raymond SiewertAdvanced Corporate Planning, LLCFirst Allied Advisory Services, Inc.08-03-2017
Kent Alan Maclachlan Jr.AdvicePeriod, LLCFirst Allied Securities, Inc.09-27-2017
Anderson Rountree KellermanAdvisory Alpha, LLCPHASE 2 WEALTH ADVISORS LLC03-30-2019
Julie Ann PriceAdvisory Services NetworkJUNIPER INVESTMENT & RETIREMENT PLANNING, LLC08-27-2018
Thomas B McLean Jr.Advitica Financial Planning LLCVestory, LLC08-02-2018
Jonathan David AltmeyerAE Wealth Management, LLCRoyal Fund Management, LLC10-16-2018
Luis Jose EstradaAE Wealth Management, LLCBrookstone Capital Management LLC01-25-2017
Raymond Leighton AdamsAllegis Investment Services, LLCSignator Investors, Inc.$101-22-2016
John Grant Woodhead Sr.Alliant Securities, Inc. Turner, Nord, KienbaumDavidson Investment Advisors, Inc.$2511-23-2009
Jeffrey Myles NewtonAlliant Securities, Inc. Turner, Nord, KienbaumBozarth, Newton & Murphy Securities, Inc.10-20-2009
David An TranAllstate Financial Services, LLCKey Investment Services LLC08-15-2019
Kevin P. SharmanAllstate Financial Services, LLCAllstate Financial Services, LLC07-26-2019
Kevin Eric VanegdomAllstate Financial Services, LLCCountry Capital Management Company03-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.