Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sylvia Parker180 Wealth Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2017
Allison Anne Nathe1st Global Capital Corp.Global Financial Private Capital, LLC06-04-2018
Wendy Adair BrittonAdair Wealth ManagementNorthwest Asset Management10-11-2016
Thomas B McLean Jr.Advitica Financial Planning LLCVestory, LLC08-02-2018
Aaron James MarbergAllianceBernstein L.P.Lincoln Investment03-25-2010
Jeffrey Myles NewtonAlliant Securities, Inc. Turner, Nord, KienbaumBozarth, Newton & Murphy Securities, Inc.10-20-2009
Kevin Eric VanegdomAllstate Financial Services, LLCCountry Capital Management Company03-05-2019
Christopher C. KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
Lee Louise MackessyAllstate Financial Services, LLCWells Fargo Clearing Services, LLC03-02-2018
James D. HammerAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-22-2018
Chad Ray ErwinAllstate Financial Services, LLCState Farm VP Management Corp.02-05-2018
Dennis Albert KaiserAllstate Financial Services, LLCPrudential Annuities Distributors, Inc11-24-2017
Colin Francis JohnsonAllstate Financial Services, LLCStira Capital Markets Group, LLC$2510-04-2016
Tracy Allan SchaffAllstate Financial Services, LLCM Holdings Securities, Inc.06-01-2016
Casey James WassellAllstate Financial Services, LLCCountry Capital Management Company09-23-2015
Shelby L. IversonAllstate Financial Services, LLCState Farm VP Management Corp.09-03-2015
Mark Sun June YangAllstate Financial Services, LLCPruco Securities, LLC.10-06-2014
Gary Douglas BlatterAllstate Financial Services, LLCHornor, Townsend & Kent, LLC02-05-2014
Kevin P. SharmanAllstate Financial Services, LLCKey Investment Services LLC06-06-2013
David KassalaAllstate Financial Services, LLCState Farm VP Management Corp.01-28-2013
Aaron Christopher MesarosAllstate Financial Services, LLCU.S. Bancorp Investments, Inc.10-05-2011
Mark L. JacobsonAllstate Financial Services, LLCFarmers Financial Solutions, LLC07-08-2011
Lynn Ross Van HoutenAllstate Financial Services, LLCSymetra Investment Services, Inc.06-30-2011
Jerad L. DennisAllstate Financial Services, LLCState Farm VP Management Corp.02-22-2011
Kevin James KemakAllstate Financial Services, LLCAXA Advisors, LLC02-18-2011
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Showing 1 to 25 of 2,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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