Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wen-Liang HuangZion Financial Planning, LLCSecurian Financial Services, Inc.07-17-2017
Phillip Jason WeberZeit Capital AdvisorsUBS Financial Services Inc.11-13-2009
Robert Gene WrightWright Wealth Management, LLCCharles Schwab & Co., Inc.06-27-2012
Lorelle Kaye FarberWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$5001-24-2019
James Wesley ThompsonWoodbury Financial Services, Inc.Principal Securities, Inc.01-16-2019
Robert Laurence KundeWoodbury Financial Services, Inc.Centaurus Financial, Inc.12-14-2018
Charles Daniel KerWoodbury Financial Services, Inc.Kestra Investment Services, LLC08-31-2018
Tinh Trong VuWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC07-27-2018
Matthew James WorthingtonWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$1207-16-2018
Boyce Henry Goff Sr.Woodbury Financial Services, Inc.Ameritas Investment Corp.03-07-2016
Allen Shayne DotyWoodbury Financial Services, Inc.AXA Advisors, LLC07-23-2010
Thomas Edward FowlerWoodbury Financial Services, Inc.Transamerica Financial Advisors, Inc$5003-13-2009
Kelsey GrayWLFB IncThe Advisor Source, Inc.02-23-2015
Mark Allen BergeronWLFB IncThe Advisor Source, Inc.12-05-2014
Jose Luis GonzalezWells Fargo Clearing Services, LLCKey Investment Services LLC02-27-2019
Christopher Thomas SakasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-02-2018
John Allen LeeWells Fargo Clearing Services, LLCMorgan Stanley03-16-2018
Jeffrey Dean WallsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-16-2018
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Scott Gregory BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-13-2017
Lisa Michelle Hunter-RobertsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-08-2017
Scott D. KellyWells Fargo Clearing Services, LLCWaddell & Reed07-31-2017
Mary Wadie BasiliWells Fargo Clearing Services, LLCEdward Jones07-28-2017
Florencio Gilberto SandovalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-07-2017
Leon Gipson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2507-06-2017
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Showing 1 to 25 of 2,096 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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