Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC$5001-02-2009
Igor VuleticMatchpoint Capital Management, LLCUBS Financial Services Inc.01-02-2009
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
William Robert BynumRBC Capital Markets, LLCMorgan Stanley & Co. LLC01-02-2009
Bryan Lee HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-06-2009
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Jon Steffan WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-16-2009
Ronald James BartonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-16-2009
Steve M AbramowiczUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-16-2009
Charles Howard Simonson Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$101-22-2009
David Herbert SeidelOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20001-22-2009
Adriel TamLPL Financial LLCUBS Financial Services Inc.01-23-2009
Klaudia Anna A ConradtUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-23-2009
Marcus Delvin DusenburyLPL Financial LLCUBS Financial Services Inc.01-23-2009
Judy Eilene RolfsD.A. Davidson & Co.Citigroup Global Markets Inc.01-26-2009
Steven Gary HoglundLPL Financial LLCKibble & Prentice Holding Company01-26-2009
Robert B KemperLPL Financial LLCSagePoint Financial, Inc.01-28-2009
Marc A HankinLPL Financial LLCWells Fargo Clearing Services, LLC$11701-29-2009
James Robert PiperH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.01-30-2009
Wynn Erik HebdonRBC Capital Markets, LLCUBS Financial Services Inc.01-30-2009
Kathleen M HobartCitigroup Global Markets Inc.UBS Financial Services Inc.02-01-2009
Kenneth HasselbalchMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Shawn Michael RichardsonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC02-01-2009
William C KruegerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
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Showing 1 to 25 of 2,570 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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