Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC$5001-02-2009
Igor VuleticMatchpoint Capital Management, LLCUBS Financial Services Inc.01-02-2009
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
William Robert BynumRBC Capital Markets, LLCMorgan Stanley & Co. LLC01-02-2009
Bryan Lee HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-06-2009
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Jon Steffan WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-16-2009
Ronald James BartonWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-16-2009
Steve M AbramowiczUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-16-2009
Charles Howard Simonson Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$101-22-2009
David Herbert SeidelOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20001-22-2009
Adriel TamLPL Financial LLCUBS Financial Services Inc.01-23-2009
Klaudia Anna A ConradtUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-23-2009
Marcus Delvin DusenburyLPL Financial LLCUBS Financial Services Inc.01-23-2009
Judy Eilene RolfsD.A. Davidson & Co.Citigroup Global Markets Inc.01-26-2009
Steven Gary HoglundLPL Financial LLCKibble & Prentice Holding Company01-26-2009
Robert B KemperLPL Financial LLCSagePoint Financial, Inc.01-28-2009
Marc A HankinLPL Financial LLCWells Fargo Clearing Services, LLC$11701-29-2009
James Robert PiperH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.01-30-2009
Wynn Erik HebdonRBC Capital Markets, LLCUBS Financial Services Inc.01-30-2009
Kathleen M HobartCitigroup Global Markets Inc.UBS Financial Services Inc.02-01-2009
Kenneth HasselbalchMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Shawn Michael RichardsonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC02-01-2009
William C KruegerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Next Page »

Showing 1 to 25 of 2,570 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.