Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul E. CarlsonLPL Financial LLCSecurities America, Inc.03-02-2020
Frank Vincent GalloFortune Financial Services, Inc.United Planners' Financial Services Of America A Limited Partner$5003-02-2020
Thomas James BowmanFortune Financial Services, Inc.United Planners' Financial Services Of America A Limited Partner03-02-2020
Karen Meryl ConnollyFirst Allied Securities, Inc.MWA Financial Services Inc.02-14-2020
Nichole Eileen HeidrickFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-14-2020
Leigh Allison KraftFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-14-2020
Nini WuMorgan StanleyCetera Investment Services LLC01-31-2020
Irene Suet Lee-SluysLPL Financial LLCSecurities America Advisors, Inc.01-15-2020
Stephen R DempseyLPL Financial LLCSecurities America Advisors, Inc.01-15-2020
Shawn Michael LaytonLPL Financial LLCSecurities America Advisors, Inc.01-15-2020
Brent Melvin SearsCrown Capital Securities, L.P.Centaurus Financial, Inc.$1801-13-2020
Kerry Eugene WateAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Nicholas Timothy HemphillAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Audra L PerkinsThrivent Investment Management Inc.NR Smith & Associates, P.S.12-11-2019
Kimberly Hope CoryellTriad Advisors LLCPruco Securities, LLC.12-09-2019
David HooperKingsview Asset ManagementWells Fargo Advisors, LLC$6012-06-2019
Kyle Charles GardnerLPL Financial LLCCetera Advisor Networks LLC12-02-2019
Monty Long Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Daniel Joseph PerrinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Jon Joseph Dawn7B Advisors LLCUBS Financial Services Inc.11-21-2019
Eric Michael GloverFisher InvestmentsThe Retirement Guys Formula11-20-2019
David S. McDonnellThe O.N. Equity Sales CompanyPrincipal Securities, Inc.11-20-2019
Travis JohnsonThe Retirement Solution Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Megan Elizabeth PoseyBadgley Phelps Wealth ManagersMoss Adams Wealth Advisors LLC11-18-2019
Mitchell Devere Anderson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2019
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Showing 1 to 25 of 3,482 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.