Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wayne Howard HuddlestonWedbush Securities Inc.First Wall Street Corp.01-01-2009
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC01-02-2009
Jeffrey Dean RobertsonRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
James Edward TremperLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Tammy Lee WinterfeldRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Dean Richard HattLincoln InvestmentGreat American Advisors, Inc.01-02-2009
James William Van HollebekeLincoln InvestmentGreat American Advisors, Inc.01-02-2009
John Rueben MillerLincoln InvestmentGreat American Advisors, Inc.01-02-2009
William James SchatzLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Mathew William RoperLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Kelly Anne LarkinLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Maurice Jerome NolletteLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Gregory Michael NelsonLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Igor VuleticMatchpoint Capital Management, LLCUBS Financial Services Inc.01-02-2009
Ryan Patrick FlynnRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Neal Anthony KlokeLincoln InvestmentGreat American Advisors, Inc.01-02-2009
Bryan L. HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Jon Steffan WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Steve Mark AbramowiczUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Claudina Elizebeth CampbellParacle Advisors LLCBrighton Jones LLC01-20-2009
David Herbert SeidelOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20001-22-2009
Charles Howard Simonson Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-22-2009
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Showing 1 to 25 of 2,102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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