Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Igor VuleticMatchpoint Capital Management, LLCUBS Financial Services Inc.$10001-02-2009
Bryan Lee HendricksonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2009
Jack John Edward MonaghanLPL Financial LLCWells Fargo Clearing Services, LLC01-07-2009
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Steve M AbramowiczUBS Financial Services Inc.Morgan Stanley & Co. LLC$2501-16-2009
Claudina Elizebeth CampbellParacle Advisors LLCBrighton Jones LLC01-20-2009
David Herbert SeidelOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20001-22-2009
Charles Howard Simonson JrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-22-2009
Kevin Puryear YoungUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Klaudia Anna A ConradtUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-23-2009
Scott Anthony VentozaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-23-2009
Jon R McMillanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-23-2009
Robert B KemperLPL Financial LLCSagePoint Financial, Inc.01-28-2009
Marc A HankinLPL Financial LLCWells Fargo Clearing Services, LLC$11701-29-2009
Shane Michael FlockRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Danny Jess HarlowHarlow Wealth Management, Inc.Brokers International Financial Services, LLC.02-05-2009
Subeer Dev ManhasUBS Financial Services Inc.Morgan Stanley & Co. LLC02-05-2009
Blythe S MansonUBS Financial Services Inc.Citigroup Global Markets Inc.02-06-2009
Clarence Michael PicklesUBS Financial Services Inc.Citigroup Global Markets Inc.02-06-2009
John Eluwene MckeonIndependent Financial Group, LLCPacific West Securities, Inc.$5002-09-2009
Paul Anthony CapelotoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-12-2009
Monty Dean GrauWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-12-2009
Erik Gordon PetterWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-12-2009
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Showing 1 to 25 of 2,575 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.