Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Carey UndsethRaymond James Financial Services, Inc.Edward Jones$102-20-2009
Aaron Christopher LelandNYLIFE Securities LLCAXA Advisors, LLC$106-07-2013
Aaron Christopher MesarosAllstate Financial Services, LLCU.S. Bancorp Investments, Inc.10-05-2011
Aaron Christopher WartesMorgan StanleyEdward Jones$5003-28-2013
Aaron Clayton WagnerHornor, Townsend & Kent, LLCPruco Securities, LLC.03-20-2015
Aaron Clayton WagnerPruco Securities, LLC.AXA Advisors, LLC02-19-2013
Aaron Gideon KirschPacific West Securities, Inc.Crowell, Weedon & Co.03-01-2010
Aaron James MarbergAllianceBernstein L.P.Lincoln Investment03-25-2010
Aaron Keith KnudsenUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC06-02-2012
Aaron Matthew EasterEdward JonesJ.P. Morgan Securities LLC$5005-01-2014
Aaron Michael FosterSoundView AdvisorsCWM, LLC11-06-2014
Aaron Phillip NielsenFisher InvestmentsMariner Wealth Advisors08-16-2017
Abdulaziz Hisham DakhilFisher InvestmentsKey Investment Services LLC01-09-2018
Abdulaziz Hisham DakhilKey Investment Services LLCAXA Advisors, LLC03-03-2016
Abraham Anthony DairiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC06-09-2016
Abraham Rawley OtoupalD.A. Davidson & Co.Waddell & Reed$10009-03-2013
Adam Anthony HargraveWells Fargo Clearing Services, LLCEdward Jones$110-11-2012
Adam C HouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-24-2011
Adam Christian GolbienkoUSA Financial Securities CorporationAmeritas Investment Corp.01-04-2017
Adam D DrokerWaterRock Global Asset ManagementMorgan Stanley04-01-2011
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Adam M LevyNBC Securities, Inc.JHS Capital Advisors, LLC$15007-24-2015
Adam Michael LaibsonMetLife Securities Inc.PFS Investments Inc.12-05-2011
Adam Paul VandebrakeKey Investment Services LLCCUSO Financial Services, L.P.11-12-2015
Adam Quentin ZimmermanColumbia River AdvisorsBlue Moon Wealth Advisory, LLC.06-15-2016
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Showing 1 to 25 of 2,570 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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