Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron C. LelandNYLIFE Securities LLCAXA Advisors, LLC06-07-2013
Aaron C. WagnerHornor, Townsend & Kent, LLCPruco Securities, LLC.03-20-2015
Aaron Carey UndsethRaymond James Financial Services, Inc.Edward Jones$1002-20-2009
Aaron Christopher MesarosAllstate Financial Services, LLCU.S. Bancorp Investments, Inc.10-05-2011
Aaron Christopher WartesMorgan StanleyEdward Jones$5003-28-2013
Aaron James MarbergAllianceBernstein L.P.Lincoln Investment03-25-2010
Aaron Keith KnudsenUBS Financial Services Inc.AllianceBernstein L.P.06-02-2012
Aaron Matthew EasterEdward JonesJ.P. Morgan Securities LLC$1005-01-2014
Aaron Phillip NielsenFisher InvestmentsMariner Wealth Advisors08-16-2017
Abdulaziz Hisham DakhilFisher InvestmentsKey Investment Services LLC01-09-2018
Abraham Anthony DairiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC06-09-2016
Abraham Rawley OtoupalD.A. Davidson & Co.Waddell & Reed$10009-03-2013
Adam Anthony HargraveWells Fargo Clearing Services, LLCEdward Jones10-11-2012
Adam D DrokerWaterRock Global Asset ManagementMorgan Stanley04-01-2011
Adam Joel ReughFinancial Advocates Investment ManagementICM Asset Management Inc03-31-2015
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Adam M. LevyNBC Securities, Inc.JHS Capital Advisors, LLC07-24-2015
Adam Quentin ZimmermanColumbia River AdvisorsBlue Moon Wealth Advisory, LLC.06-15-2016
Adam Scott HutchisonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2018
Adam Thomas HamiltonRobert W. Baird & Co. IncorporatedMcAdams Wright Ragen, Inc.$5011-07-2014
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Adrian Albert HedwigCUSO Financial Services, L.P.LPL Financial LLC01-26-2015
Aimee Poovi Nadjoa Lolo GrantU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC07-01-2019
Alan Dale GammelFirst Affirmative Financial Network LLCSUMMIT CAPITAL ADVISORS10-01-2010
Alan Edward LawrenceWells Fargo Clearing Services, LLCEdward Jones$10009-05-2014
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Showing 1 to 25 of 2,088 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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