Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zhipan HuangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC11-27-2018
Zachry Eldon MillerFisher InvestmentsThrivent Investment Management Inc.10-16-2018
Zachary Steven IsraelFisher InvestmentsThrivent Investment Management Inc.06-27-2019
Zachary Michael TornquistKestra Investment Services, LLCKey Investment Services LLC10-16-2019
Zachary Kye AbrahamNorthwest Asset ManagementAbraham Securities Corporation02-02-2017
Zachary Kye AbrahamAbraham Securities CorporationC.K. Cooper & Company, Inc.$50011-07-2013
Yuchuan WuKestra Investment Services, LLCTransamerica Financial Advisors, Inc06-06-2013
Yindi BoettcherJ.P. Morgan Securities LLCKey Investment Services LLC03-19-2018
Yindi BoettcherKey Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-08-2017
Yi YuHSBC Securities (USA) Inc.Scottrade, Inc.09-23-2015
Yekaterina V. PechenyukKey Investment Services LLCJ.P. Morgan Securities LLC10-10-2014
Yali Pan ShenemanLPL Financial LLCCetera Investment Services LLC02-28-2017
Yali P. ShenemanCetera Investment Services LLCLPL Financial LLC09-25-2017
Wynn Erik HebdonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50004-21-2016
Wynn Erik HebdonRBC Capital Markets, LLCUBS Financial Services Inc.$50001-30-2009
Winston Snow RendallAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2014
William Walter SydorLPL Financial LLCSecurities Service Network, LLC$25011-08-2013
William Unrein Jr.Fairhaven Financial Advisors, Inc.Purshe Kaplan Sterling Investments08-10-2012
William Unrein Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley08-01-2012
William Thomas PicklesAmeriprise Financial Services, Inc.Financial Advocates Investment Management$10010-26-2018
William T. HarderLPL Financial LLCMorgan Stanley$10012-09-2013
William Saboe IronmongerGWN Securities Inc.Ameriprise Financial Services, Inc.10-03-2016
William Saboe IronmongerAmeriprise Financial Services, Inc.AXA Advisors, LLC08-17-2015
William Robert EvansAmeriprise Financial Services, Inc.AXA Advisors, LLC$50006-03-2013
William Robert BynumRBC Capital Markets, LLCMorgan Stanley & Co. LLC$25001-02-2009
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Showing 1 to 25 of 3,471 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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