Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason D FalkMutual of Omaha Investor Services, Inc.Sandlapper Wealth Management, LLC06-07-2019
David Scott BeckTriad Advisors LLCHornor, Townsend & Kent, Llc06-03-2019
Richard Evan ThomasVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-03-2019
Stephen Nephi AshtonLPL Financial LLCCapital Financial Services, Inc.05-31-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Theresa Anne HarrisonEdward JonesAxa Advisors, LLC05-13-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
David Henry HohimerHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-25-2019
William E. KernEdward JonesEquity Services, Inc.04-18-2019
Mariah Mae GatesFarmers Financial Solutions, LLCAllstate Financial Services, LLC04-02-2019
Colin H GrayTradewinds Capital Management, LLCCharles Schwab & Co., Inc.03-28-2019
Kevin Eric VanegdomAllstate Financial Services, LLCCountry Capital Management Company03-05-2019
Ian G MitzMitz Wealth Management, LLCNorthwestern Mutual Investment Services, LLC02-28-2019
Jose Luis GonzalezWells Fargo Clearing Services, LLCKey Investment Services LLC02-27-2019
Tammara Marie UptonPruco Securities, LLC.Key Investment Services LLC02-25-2019
Garrett Douglas DastrupOpportunus Wealth Management, LLCWaterfront Financial Management LLC02-15-2019
Todd Edward WiersumCetera Financial Specialists LLCIndependent Financial Group, LLC02-15-2019
Kamil ShakraKey Investment Services LLCUSAA Financial Advisors, Inc.02-14-2019
Stanley Leon BowmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.02-07-2019
Janice Josephine HammondMadison Avenue Securities, LLCQuestar Capital Corporation02-06-2019
Jeffrey Michael BowlbyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2019
Luzdivina Gil VargasCambridge Investment Research, Inc.NYLIFE Securities LLC02-01-2019
Dennis Wayne Williams Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
Next Page »

Showing 1 to 25 of 2,570 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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