Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margaret M TowleMerrill Lynch, Pierce, Fenner & Smith IncorporatedHighTower Advisors, LLC11-13-2014
Susan LawrenceLPL Financial LLCWells Fargo Clearing Services, LLC04-22-2020
Rick McDonaldViridian RIA, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Kevin L Baker Dan SullivanJPMorgan Chase & Co.Bernstein Global Wealth Management01-13-2014
Jiajia WangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Troy W TaylorAllstate Financial Advisors, LLCCUSO Financial Services, L.P.10-08-2020
Robin Lynn KaganLPL Financial LLCBankers Life Securities, Inc.10-06-2020
Sean Emmet BreenCetera Investment Advisers LLCAmeriprise Financial Services, LLC10-05-2020
Diego Manuel MesaTransamerica Financial Advisors, IncThrivent Investment Management Inc.10-02-2020
Sally Lou McCrayCommonwealth Financial NetworkKMS Financial Services, Inc.10-01-2020
Robin Pengkoon TanLPL Financial LLCKMS Financial Services, Inc.10-01-2020
Robert Vincent Chamberlin IIIJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC09-30-2020
Kimberly Mae JohnsonUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.09-30-2020
Daniel SuhRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Ionut GusuRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Sait Alex SaraciBellwether Investment Advisors LLCFisher Investments09-29-2020
Steven Michael NowlandStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-24-2020
Geoffrey Andrew CombsLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Warn Dee WillisLPL Financial LLCKMS Financial Services, Inc.09-23-2020
William Collins ArtzbergerFisher InvestmentsOutlook Wealth Advisors, LLC09-23-2020
Bruce Douglas EckfeldtLPL Financial LLCKMS Financial Services, Inc.09-23-2020
Michael David Josiah Van PuttenEden GroupIntegrity Financial Corporation09-22-2020
Christopher Robert Kreger Lane JrLPL Financial LLCCUSO Financial Services, L.P.09-21-2020
Bryan Eric AbdelnoorMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-18-2020
Susan Lim LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-18-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.