Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Gary AubertinIndependent Financial Group, LLCUnited Planners' Financial Services of America A Limited Partner01-31-2018
Edwin Joseph KleinKestra Investment Services, LLCD.A. Davidson & Co.$15001-31-2018
Julia Theresa CosseRaymond James & Associates, Inc.Cosse' International Securities, Inc.01-31-2018
Deborah Jean DodsonAXA Advisors, LLCPruco Securities, LLC.$101-29-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed$101-24-2018
Alissa Ellen StearnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Garry Everett BordersRaymond James Financial Services, Inc.Securities America, Inc.$5001-22-2018
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
Joel Courtney WhiteRaymond James Financial Services, Inc.Securities America, Inc.$5001-19-2018
Matthew Morrison BordersRaymond James Financial Services, Inc.Securities America, Inc.$5001-19-2018
Stephen M MarkelIndependent Financial Group, LLCFidelity Brokerage Services LLC01-16-2018
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley$5001-11-2018
Abdulaziz Hisham DakhilFisher InvestmentsKey Investment Services LLC01-09-2018
Matthew John ScaranoUSA Financial Securities CorporationEdward Jones01-09-2018
Thomas Anthony Laudisi Jr.Fisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
Christopher Dean FraizerProvident Living Advisors LLCHD Vest Investment Services01-05-2018
Lisa Anne HomerLPL Financial LLCWaddell & Reed01-05-2018
Michael Anthony LizonProvident Living Advisors LLCHD Vest Investment Services01-05-2018
Damon David GeorgeCambridge Investment Research, Inc.Independent Financial Group, LLC$101-04-2018
William Andrew Moon IID.A. Davidson & Co.Hart Capital Management, Inc.01-04-2018
Iris Gai XuPrincipal Securities, Inc.NYLIFE Securities LLC01-03-2018
George Robert LanePrivate OceanLakeview Financial Group LLC01-02-2018
Kurt Andrew RoddyKMS Financial Services, Inc.FSIC$25001-02-2018
Lisa Rene PetersPrivate OceanLakeview Financial Group LLC01-02-2018
« Previous PageNext Page »

Showing 226 to 250 of 2,570 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.