Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wade A DavisCambridge Investment Research, Inc.Financial Advocates Investment Management$1001-02-2018
Douglas J DonnellyInstitute for Wealth Consultants, Inc.Stephen A. Kohn & Associates, Ltd.01-01-2018
George Wallace Hook IIIKMS Financial Services, Inc.FSIC$25012-21-2017
Robert Michael EbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2017
Colin Bryant AultSecurities America, Inc.D.A. Davidson & Co.12-19-2017
Mustafa Muhammad Hassaan Ali HollingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2017
Gary Eugene PetersonRAAWaddell & Reed12-15-2017
Justin Michael TerzoFSICMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2017
Shawn Phillip KirkEK Riley Investments, LLCEdward Jones12-15-2017
William Joseph WilsonKey Investment Services LLCW&S Brokerage Services, Inc.12-15-2017
Joshua Tyler LowryJ.P. Morgan Securities LLCScottrade, Inc.12-14-2017
Chad Jarrett RixseMillennial WealthWells Fargo Clearing Services, LLC12-13-2017
William Peter GardinerKestra Investment Services, LLCProEquities, Inc.12-12-2017
Matthew Lee DayColumbia Pacific Wealth ManagementFidelity Brokerage Services LLC12-08-2017
Keith James SheridanJ.P. Morgan Securities LLCScottrade, Inc.12-07-2017
Michael Eugene MaysAXA Advisors, LLCWaddell & Reed12-07-2017
Derek Todd MainPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC$1112-06-2017
Shaun Jeffery DeanKMS Financial Services, Inc.FSIC$5012-05-2017
Timothy Lee BoveyKMS Financial Services, Inc.FSIC$112-05-2017
Jedd Romero CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-04-2017
John Thomas CurleBrighton Jones LLCWells Fargo Clearing Services, LLC12-01-2017
Keith Andrew HamiltonLPL Financial LLCAmeriprise Financial Services, Inc.$3112-01-2017
Robert Charles BattinSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$5012-01-2017
Roger John FinucanSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$5012-01-2017
Todd Matthew HankinsSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$2512-01-2017
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Showing 251 to 275 of 2,570 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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