Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jana Deann Williams-KaiserJ.P. Morgan Securities LLCKey Investment Services LLC11-30-2017
Michael Joseph BusLPL Financial LLCPruco Securities, LLC.11-30-2017
Dirk Blaine PetersenLPL Financial LLCNational Planning Corporation$2511-29-2017
Helene Goslin RobertsonLPL Financial LLCNational Planning Corporation$10011-29-2017
Jeffrey Allan HuffLPL Financial LLCNational Planning Corporation$10011-29-2017
Michael Allen DohertyLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Michael John MuellerLPL Financial LLCNational Planning Corporation11-29-2017
Sanjay Atul DasLPL Financial LLCNational Planning Corporation$3411-29-2017
Carol Desmarais HoffmanNavy Federal Brokerage Services, LLCFirst Command Advisory Services$111-24-2017
Daniel Alvin AbbottEdward JonesMorgan Stanley$1,00011-24-2017
Dennis Albert KaiserAllstate Financial Services, LLCPrudential Annuities Distributors, Inc11-24-2017
Sherri Harrell RyanOppenheimer & Co. Inc.Morgan Stanley$15011-22-2017
Scott Michael MurrayStrategic Wealth Advisors GroupVoya Financial Advisors, Inc.11-20-2017
James Blaise BattistoniCetera Advisors LLCINVEST Financial Corporation$5011-17-2017
Jerry Francis GintzCetera Advisors LLCINVEST Financial Corporation$311-17-2017
Matthew James ComerfordFisher InvestmentsFidelity Brokerage Services LLC11-17-2017
Clement C ChiangAmeriprise Financial Services, Inc.MML Investors Services, LLC$2511-16-2017
Sergey Vladimirovich SmirnovFisher InvestmentsTIAA-CREF Individual & Institutional Services, LLC11-16-2017
Daniel Robert HamiltonFisher InvestmentsFidelity Brokerage Services LLC11-15-2017
Edward Hunter O'RourkeFisher InvestmentsCarey Financial, LLC11-02-2017
Andrew Michael LawrenceCUSO Financial Services, L.P.Raymond James Financial Services, Inc.10-31-2017
Thomas Erwin KeeneyMercer Global Advisors Inc.Blue Moon Wealth Advisory, LLC.10-31-2017
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
James Edward GarrisonKMS Financial Services, Inc.Cetera Advisor Networks LLC$1010-26-2017
Justin Thomas FarmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2017
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Showing 276 to 300 of 2,570 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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