Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
James Edward GarrisonKMS Financial Services, Inc.Cetera Advisor Networks LLC$1010-26-2017
Justin Thomas FarmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2017
William Edward LuskCUSO Financial Services, L.P.UBS Financial Services Inc.$5010-24-2017
Kevin Jean PentzCommonwealth Financial NetworkThrivent Investment Management Inc.10-23-2017
Chang LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.10-20-2017
Joey John DominickLPL Financial LLCPrincipal Securities, Inc.10-20-2017
Irene Suet Lee-SluysSecurities America, Inc.Waddell & Reed10-19-2017
Kelly Scott WambleLPL Financial LLCD.A. Davidson & Co.$5010-19-2017
Ronald Gene BenzelVorpahl Wing SecuritiesRobert W. Baird & Co. Incorporated10-19-2017
Kelly WambleLPL FinancialD.A. Davidson & Co.$6010-19-2017
Derek John LeonardMorgan StanleyWells Fargo Clearing Services, LLC10-16-2017
Gene Edwin ShookLPL Financial LLCWaddell & Reed$5010-16-2017
Cathie Jean ArthursFinancial Engines Advisors L.L.C.Conover Capital Management10-12-2017
William Edward BochJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2017
Peter BlackwellLPL FinancialEdward Jones$5610-09-2017
Christopher WalkerAllstate Financial Services, LLCKey Investment Services LLC10-05-2017
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Laura Claire ZahnCUSO Financial Services, L.P.Securities America, Inc.10-02-2017
Leigh A AllenLPL Financial LLCWedbush Securities Inc.$5010-02-2017
Leigh AllenLPL FinancialWedbush Securities$7610-02-2017
Kent Alan Maclachlan Jr.AdvicePeriod, LLCFirst Allied Securities, Inc.09-27-2017
Cheree D HansenOppenheimer & Co. Inc.Morgan Stanley$5009-26-2017
Joseph Anthony Percacciolo IVVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC09-26-2017
Nicholas Joseph PaylorPrivate Client Services, LLCHornor, Townsend & Kent, LLC09-25-2017
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Showing 301 to 325 of 2,573 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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