Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Thomas PrenticePrentice Financial PlanningColumbia River Advisors08-17-2017
Christopher Scott TeofilakClear Wealth ManagementNorthwest Asset Management08-17-2017
Timothy Michael VedizMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$1,00008-17-2017
Aaron Phillip NielsenFisher InvestmentsMariner Wealth Advisors08-16-2017
David Timothy DrumhillerLPL Financial LLCCountry Capital Management Company$1008-16-2017
Paul Bertrand EllisCambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$15008-16-2017
Michael Allen ColvinLPL Financial LLCJ.P. Morgan Securities LLC$5008-14-2017
John Mitchell EckhardtThrivent Investment Management Inc.Edward Jones08-08-2017
Yindi BoettcherKey Investment Services LLCWells Fargo Clearing Services, LLC08-08-2017
Anh Ha DoanKey Investment Services LLCJ.P. Morgan Securities LLC08-07-2017
Brian Edward HaleLPL Financial LLCWaddell & Reed$5008-07-2017
Brett Alan GarverKey Investment Services LLCMML Investors Services, LLC08-03-2017
Jonna Leigh DamianoCetera Investment Services LLCCUSO Financial Services, L.P.08-03-2017
Lynn Raymond SiewertADVANCED CORPORATE PLANNING, LLCFirst Allied Securities, Inc.08-03-2017
Jack Che LeeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-02-2017
Michael Doyle JoslinJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Tarek Alan McaleeJoslin Capital Advisors LLCKMS Financial Services, Inc.08-02-2017
Betsy Joann ColeNewground Social InvestmentD.A. Davidson & Co.08-01-2017
Janet Shirren BirdLPL Financial LLCSagePoint Financial, Inc.07-31-2017
Naveen HossainFisher InvestmentsE*TRADE Securities LLC07-31-2017
Scott David KellyWells Fargo Clearing Services, LLCWaddell & Reed07-31-2017
Janet BirdLPL FinancialSagePoint Financial$5307-31-2017
Mary Wadie BasiliWells Fargo Clearing Services, LLCEdward Jones$107-28-2017
Ryan Teague HurleyAmeriprise Financial Services, Inc.FS Investment Solutions, LLC07-27-2017
Todd Freeman HomerFinancial Advocates Investment ManagementWaddell & Reed07-26-2017
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Showing 351 to 375 of 2,573 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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