Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Richard JacksonLPL Financial LLCCetera Advisor Networks LLC12-05-2018
William Barnard HanafordLPL Financial LLCCetera Advisor Networks LLC$2512-05-2018
Celeste Liberty YuTwo Firs FinancialHD Vest Investment Services12-04-2018
Kristopher Neal KohtzTwo Firs FinancialHD Vest Investment Services12-04-2018
Donald Lynn BlacknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Investment Center, Inc.$112-03-2018
Douglas L LillyAmeriprise Financial Services, Inc.LPL Financial LLC$4911-30-2018
Trenton LayKingsview Asset ManagementWells Fargo Advisors$5511-29-2018
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Mark Anders ChristensenStages Financial, LLCFinancial & Estate Advisors, Inc11-29-2018
William Detar ShawNational Securities CorporationUBS Financial Services Inc.11-29-2018
Jacqueline Maria JacobsenIndependent Financial Group, LLCMorgan Stanley$10011-27-2018
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Michael Mcdonald SanderSander Capital Advisors, Inc.J.P. Morgan Securities LLC11-20-2018
Rick McDonaldViridian AdvisorsBank of America Merrill Lynch11-13-2018
Matthew Scott MillerUpleft Asset ManagementHallett Advisors11-13-2018
Andrew Edwin WatkinsLPL Financial LLCSummit Brokerage Services, Inc.$10011-09-2018
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Brooks MccartneyLPL Financial LLCDestra Capital Investments LLC$10011-05-2018
Kevin Robert WilliamsPlanMember Securities CorporationForesters Equity Services, Inc.$5010-31-2018
Christopher Craig KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
James Patrick BatyPlanMember Securities CorporationForesters Equity Services, Inc.10-30-2018
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
Steven JonesLPL FinancialSignator Investors$80010-30-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy Vernon Ameriprise FinancialLPL Financial$21710-26-2018
Dustin Bui NguyenRaymond James Financial Services, Inc.UBS Financial Services Inc.10-26-2018
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Showing 76 to 100 of 2,573 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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