Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jay WilskieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2018
David E ScottKey Investment Services LLCScottrade, Inc.08-24-2018
Joshua Charles SienkiewichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-23-2018
Nickolas Eric ReillyOne Day WealthCornerstone Advisors Inc08-22-2018
Jianmin GuMorgan StanleyHSBC Securities (USA) Inc.08-16-2018
John Michael HeffelFortis Capital Management LLCUBS Financial Services Inc.08-13-2018
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Mark Graham, Brian BissellStifel Nicolaus & Co.Wells Fargo Advisors$17008-10-2018
Mark Edward GrahamStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-09-2018
Jared B EglingtonLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC$5808-06-2018
Mark Stephen MartelMartel Wealth Advisors IncKMS Financial Services, Inc.08-02-2018
Thomas B Mclean Jr.Advitica Financial Planning LLCVestory, LLC08-02-2018
Gavin Douglas ChambersThe O.N. Equity Sales CompanyPrincipal Securities, Inc.07-31-2018
Callahan Wade WoolettCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$1007-30-2018
Tinh Trong VuWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC07-27-2018
Matthew James PulsipherKMS Financial Services, Inc.Cetera Advisors LLC$2507-20-2018
Alicia Nicole PhamProEquities, Inc.Symetra Securities, Inc.07-19-2018
Colton LoderCohaloGoldman Sachs & Co.07-19-2018
Blaine Robbi CarverMutual Securities, Inc.Cetera Advisor Networks LLC07-16-2018
Brian Glenn MarsMutual Securities, Inc.Cetera Advisor Networks LLC$107-16-2018
Elizabeth Ann RameyMutual Securities, Inc.Cetera Advisor Networks LLC07-16-2018
Glenn Robert MarsMutual Securities, Inc.Cetera Advisor Networks LLC$15007-16-2018
Matthew James WorthingtonWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$1207-16-2018
Michael William NapierOppenheimer & Co. Inc.Morgan Stanley$2507-16-2018
Scott Robert JewettMutual Securities, Inc.Cetera Advisor Networks LLC$15007-16-2018
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Showing 126 to 150 of 2,570 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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