Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James WorthingtonWoodbury Financial Services, Inc.Hornor, Townsend & Kent, LLC$1207-16-2018
Michael William NapierOppenheimer & Co. Inc.Morgan Stanley$2507-16-2018
Scott Robert JewettMutual Securities, Inc.Cetera Advisor Networks LLC$15007-16-2018
Kelly Todd KortmanIcicle Creek InvestmentsCetera Investment Services LLC07-13-2018
Michael Thomas Van Der VeldenUSI Securities, Inc.M Holdings Securities, Inc.07-12-2018
Sarah Kathryn LindellLPL Financial LLCInvestment Professionals, Inc.07-06-2018
Mitchell Felix CzukCetera Financial Specialists LLCHD Vest Investment Services$2506-29-2018
Brian Richard BronkLPL Financial LLCCetera Advisor Networks LLC06-28-2018
David Clyde BartonLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Michael Andrew ApplebyCrown Capital Securities, L.P.Sandlapper Wealth Management, LLC$5006-28-2018
Ionut GusuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCompound Interest Investing LLC06-25-2018
Ronald William FettersMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlanMember Securities Corporation06-21-2018
Aron ThompsonD.A. Davidson & Co.Bank of America Merrill Lynch$12006-19-2018
Aron Michael ThompsonD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-18-2018
John A. GeeCUNA Brokerage Services, Inc.Edward Jones$106-15-2018
Joseph Matthew BarrPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC06-05-2018
Chase Rolland MunozAmeriprise Financial Services, Inc.Key Investment Services LLC$2506-01-2018
Sakshi MadanKey Investment Services LLCJ.P. Morgan Securities LLC06-01-2018
Carl Preston EshelmanNorthwest Investment Advisors, Inc.Signator Investors, Inc.$5005-31-2018
Devere Scott DudleyRaymond James Financial Services, Inc.Edward Jones$10005-25-2018
Robert Edward SkinnerFortune Financial Services, Inc.Securities America, Inc.$10005-24-2018
Jeffery Jay SeitzKestra Investment Services, LLCStrategic Wealth Advisors Group$5005-18-2018
Paul E CarlsonSecurities America, Inc.Principal Securities, Inc.05-18-2018
Christopher Riley AveyPlanMember Securities CorporationCetera Investment Services LLC05-16-2018
Jose Luis GonzalezKey Investment Services LLCJ.P. Morgan Securities LLC05-10-2018
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Showing 151 to 175 of 2,573 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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