Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard L MillerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-03-2018
Bradley Wayne HeathCetera Investment Services LLCWells Fargo Clearing Services, LLC03-28-2018
Jason Alexander Pearson BausherMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.$103-28-2018
Arthur Jacob Winston IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Gabriel BarajasLPL Financial LLCWaddell & Reed03-19-2018
Arvid James GrierMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.03-09-2018
Allison Anne Nathe1st Global Advisors IncGlobal Financial Private Capital, LLC03-07-2018
John Michael QuigleyEQ Wealth ManagementCapital Planning LLC03-07-2018
Stephen Patrick EmanuelsEQ Wealth ManagementCapital Planning LLC03-07-2018
Craig Stephen WesselsIntegrity Wealth Management, Inc.Charles Schwab & Co., Inc.03-06-2018
Lee Louise MackessyAllstate Financial Services, LLCWells Fargo Clearing Services, LLC$103-02-2018
Mark Richard HoemannThe O.N. Equity Sales CompanyIndependent Financial Group, LLC$103-01-2018
Audra L PerkinsNR Smith & Associates, P.S.LPL Financial LLC02-28-2018
Gabriella SheffieldNorthwest Asset ManagementAdvanced Practice Advisors, LLC02-26-2018
James Donald HammerAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-22-2018
Jonathan Valentino KorthKey Investment Services LLCP.J. Robb Variable Corporation02-20-2018
Brian Earl TeegardinRaymond James Financial Services, Inc.Edward Jones02-16-2018
Jeffrey Dean WallsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-16-2018
Warren Bradford StickneyLion Street Financial, LLCM Holdings Securities, Inc.$10002-16-2018
Dustin Edward MarlettRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-13-2018
Sharon Lee HansenThe O.N. Equity Sales CompanyIndependent Financial Group, LLC02-13-2018
Stephen James CookeMML Investors Services, LLCAmeritas Investment Corp.02-12-2018
Michael George MiserMerrill Lynch, Pierce, Fenner & Smith IncorporatedStratos Wealth Partners, Ltd02-08-2018
Chad Ray ErwinAllstate Financial Services, LLCState Farm VP Management Corp.02-05-2018
Harve Eugene MenkensPacific Portfolio Consulting, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2018
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Showing 201 to 225 of 2,573 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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