Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theresa Anne HarrisonEdward JonesAxa Advisors, LLC05-13-2019
Russell Glenn GochneaurCUSO Financial Services, L.P.AXA Advisors, LLC$5009-28-2018
Robert Michael EbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2017
Emily Amanda WeedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-14-2017
Richard Edward McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-24-2017
Kevin James ManleyKey Investment Services LLCAXA Advisors, LLC02-16-2017
Sean James CurryNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-11-2017
Marissa Kay WilliamsNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-28-2016
Abdulaziz Hisham DakhilKey Investment Services LLCAXA Advisors, LLC03-03-2016
Aniello Luca IazzettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-01-2016
William Edward BochMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-29-2016
Corbin James ResseguieKey Investment Services LLCAXA Advisors, LLC12-16-2015
Cliff LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-22-2015
William Saboe IronmongerAmeriprise Financial Services, Inc.AXA Advisors, LLC08-17-2015
Benjamin Michael KeeverAmeriprise Financial Services, Inc.AXA Advisors, LLC07-06-2015
Brady James CusackKey Investment Services LLCAXA Advisors, LLC03-13-2015
Chris Michael WheelerGWN Securities Inc.AXA Advisors, LLC11-07-2014
Michael Mcdonald SanderCUSO Financial Services, L.P.AXA Advisors, LLC05-19-2014
Edward Aaron BalfourVoya Financial Advisors, Inc.AXA Advisors, LLC04-04-2014
Joshua Michael GraeffKMS Financial Services, Inc.AXA Advisors, LLC$102-28-2014
Kevin Hiroya IshijimaPruco Securities, LLC.AXA Advisors, LLC11-20-2013
Fernando A PohinaPruco Securities, LLC.AXA Advisors, LLC07-22-2013
Kenneth C WisemanPruco Securities, LLC.AXA Advisors, LLC07-02-2013
Aaron Christopher LelandNYLIFE Securities LLCAXA Advisors, LLC$106-07-2013
William Robert EvansAmeriprise Financial Services, Inc.AXA Advisors, LLC06-03-2013
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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