Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Luis LedesmaEdward JonesAXA Advisors, LLC04-03-2020
Carl Lee Bailey Jr.Ameriprise Financial Services, LLCAXA Advisors, LLC11-15-2019
Jonathan Kent MaysPrincipal Securities, Inc.AXA Advisors, LLC08-16-2019
Christopher Michael NienasFisher InvestmentsAXA Advisors, LLC11-29-2018
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
Russell Glenn GochneaurCUSO Financial Services, L.P.AXA Advisors, LLC$5009-28-2018
Austin J. BryanJ.P. Morgan Securities LLCAXA Advisors, LLC08-22-2018
Evan David JordanJ.P. Morgan Securities LLCAXA Advisors, LLC08-16-2018
Joseph Carl FisherKey Investment Services LLCAXA Advisors, LLC06-28-2018
Blake Rafferty McGeheeFisher InvestmentsAXA Advisors, LLC01-29-2018
Robert Michael EbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2017
Emily Amanda WeedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-14-2017
Richard Edward McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-24-2017
Kevin James ManleyKey Investment Services LLCAXA Advisors, LLC02-16-2017
Michael Joseph FrendakScottrade, Inc.AXA Advisors, LLC02-16-2017
Sean James CurryNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-11-2017
Marissa K. WilliamsNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-28-2016
Abdulaziz Hisham DakhilKey Investment Services LLCAXA Advisors, LLC03-03-2016
Aniello Luca IazzettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-01-2016
William Edward BochMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-29-2016
Corbin James ResseguieKey Investment Services LLCAXA Advisors, LLC12-16-2015
Cliff LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-22-2015
William Saboe IronmongerAmeriprise Financial Services, LLCAXA Advisors, LLC08-17-2015
Benjamin Michael KeeverAmeriprise Financial Services, LLCAXA Advisors, LLC07-06-2015
Brady J. CusackKey Investment Services LLCAXA Advisors, LLC03-13-2015
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.