Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor J CervantesChase Investment Services Corp.AXA Advisors, LLC05-02-2009
Gene Kelly BarnerEdward JonesAXA Advisors, LLC$10009-18-2009
Paul Matthew CareyChase Investment Services Corp.AXA Advisors, LLC04-30-2010
Andrew William RodgersRaymond James Financial Services, Inc.AXA Advisors, LLC06-15-2010
Allen Shayne DotyWoodbury Financial Services, Inc.AXA Advisors, LLC07-23-2010
Samuel R. GulletteVoya Financial Advisors, Inc.AXA Advisors, LLC$10008-12-2010
Kevin James KemakAllstate Financial Services, LLCAXA Advisors, LLC$10002-18-2011
Michel D. SmithVoya Financial Advisors, Inc.AXA Advisors, LLC$25008-05-2011
Michael David KendallPruco Securities, LLC.AXA Advisors, LLC11-30-2012
Gurinder BassiNYLIFE Securities LLCAXA Advisors, LLC01-31-2013
Aaron Clayton WagnerPruco Securities, LLC.AXA Advisors, LLC02-19-2013
William Robert EvansAmeriprise Financial Services, Inc.AXA Advisors, LLC$50006-03-2013
Aaron C. LelandNYLIFE Securities LLCAXA Advisors, LLC$10006-07-2013
Kenneth C WisemanPruco Securities, LLC.AXA Advisors, LLC$50007-02-2013
Fernando A PohinaPruco Securities, LLC.AXA Advisors, LLC07-22-2013
Kevin Hiroya IshijimaPruco Securities, LLC.AXA Advisors, LLC11-20-2013
Joshua Michael GraeffKMS Financial Services, Inc.AXA Advisors, LLC$10002-28-2014
Edward Aaron BalfourVoya Financial Advisors, Inc.AXA Advisors, LLC04-04-2014
Chris Michael WheelerGWN Securities Inc.AXA Advisors, LLC11-07-2014
Brady James CusackKey Investment Services LLCAXA Advisors, LLC03-13-2015
Benjamin Michael KeeverAmeriprise Financial Services, Inc.AXA Advisors, LLC07-06-2015
William Saboe IronmongerAmeriprise Financial Services, Inc.AXA Advisors, LLC08-17-2015
Cliff LohMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-22-2015
Corbin James ResseguieKey Investment Services LLCAXA Advisors, LLC12-16-2015
William Edward BochMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-29-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.