Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason N GlazierEdward JonesAmeriprise Financial Services, Inc.$103-15-2019
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Jedd Romero CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-04-2017
Keith Andrew HamiltonLPL Financial LLCAmeriprise Financial Services, Inc.$3112-01-2017
Isaac LlerasJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.04-24-2017
Kimberly Hope CoryellPruco Securities, LLC.Ameriprise Financial Services, Inc.04-11-2017
John Richard ArnoldINVEST Financial CorporationAmeriprise Financial Services, Inc.03-22-2017
Kevin WileyWaddell & ReedAmeriprise Financial Services, Inc.01-13-2017
Brian Jeoffrey MunsonWaddell & ReedAmeriprise Financial Services, Inc.12-21-2016
Gene E Foley Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5006-13-2016
Michael ChuCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.06-13-2016
Michael Ruben Craggett Jr.Financial Advocates Investment ManagementAmeriprise Financial Services, Inc.06-10-2016
Thomas James FaleyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-07-2016
Jaron E GardinerNewfocus Financial Group, LLCAmeriprise Financial Services, Inc.05-19-2016
Michael Earl FauserThe Fauser Group, LLCAmeriprise Financial Services, Inc.04-21-2016
Nicole Elizabeth VankirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-29-2016
Travis Price AlexanderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-12-2016
James Robert PiperKMS Financial Services, Inc.Ameriprise Financial Services, Inc.$2502-05-2016
Thomas E ValenaLPL Financial LLCAmeriprise Financial Services, Inc.$2512-02-2015
Charles D KerKestra Investment Services, LLCAmeriprise Financial Services, Inc.08-28-2015
Dana Marie FerrellUBS Financial Services Inc.Ameriprise Financial Services, Inc.07-29-2015
Jeffrey Mark WaltersBadgley Phelps Wealth ManagersAmeriprise Financial Services, Inc.07-29-2015
Chelsea Annette JohnsonUBS Financial Services Inc.Ameriprise Financial Services, Inc.07-24-2015
Lori Cousineau WeaverUBS Financial Services Inc.Ameriprise Financial Services, Inc.07-24-2015
Norman Weaver Jr.UBS Financial Services Inc.Ameriprise Financial Services, Inc.07-24-2015
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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