Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David R. UhlmannSynerge Advisory LLCAmeriprise Financial Services, Inc.07-24-2019
Brian Matthew JohnsonVinoble GroupAmeriprise Financial Services, Inc.05-28-2019
Sean Vaughn OwenVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Bret Alexander HambyVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Brian Richard MohoricVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Jason N. GlazierEdward JonesAmeriprise Financial Services, Inc.03-15-2019
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Jedd R. CayetanoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-04-2017
Keith Andrew HamiltonLPL Financial LLCAmeriprise Financial Services, Inc.$3112-01-2017
Isaac LlerasJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.04-24-2017
Kimberly Hope CoryellPruco Securities, LLC.Ameriprise Financial Services, Inc.04-11-2017
Brian Jeoffrey MunsonWaddell & ReedAmeriprise Financial Services, Inc.12-21-2016
Gene E. Foley Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5006-13-2016
Michael Craggett Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$5606-10-2016
Thomas James FaleyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-07-2016
Jaron E GardinerNewfocus Financial Group, LLCAmeriprise Financial Services, Inc.05-19-2016
Michael Earl FauserThe Fauser Group, LLCAmeriprise Financial Services, Inc.04-21-2016
Nicole E. VankirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-29-2016
Travis Price AlexanderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-12-2016
James Robert PiperKMS Financial Services, Inc.Ameriprise Financial Services, Inc.$2502-05-2016
Thomas E. ValenaLPL Financial LLCAmeriprise Financial Services, Inc.$2512-02-2015
Jeffrey Mark WaltersBadgley Phelps Wealth ManagersAmeriprise Financial Services, Inc.07-29-2015
Justin James PikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.06-16-2015
Anthony Craig HauensteinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-26-2015
Alfredo Eric ManzanarezCapital AnalystsAmeriprise Financial Services, Inc.10-28-2014
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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