Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Albert KuykendallUBS Financial Services Inc.Ameriprise Financial Services, Inc.$10002-24-2009
Loren Lamont Francis HarrisChase Investment Services Corp.Ameriprise Financial Services, Inc.05-20-2009
Joseph Francis TurleyBreakwater Investment ManagementAmeriprise Financial Services, Inc.08-27-2009
Craig James Isamu TasaChase Investment Services Corp.Ameriprise Financial Services, Inc.$10009-08-2009
John Philip AaronsonLPL Financial LLCAmeriprise Financial Services, Inc.$50011-06-2009
Michael Karl PankaskieLPL Financial LLCAmeriprise Financial Services, Inc.$10012-16-2009
Thomas David LutzMutual of America Life Insurance CompanyAmeriprise Financial Services, Inc.03-01-2010
Jill Susan CitronChase Investment Services Corp.Ameriprise Financial Services, Inc.03-09-2010
Shan Rai KumarPi Square Capital, LLCAmeriprise Financial Services, Inc.03-15-2010
Homer Scoville Smith IV1st Global Capital Corp.Ameriprise Financial Services, Inc.$25004-01-2010
Jason Alexander EckermanChase Investment Services Corp.Ameriprise Financial Services, Inc.09-01-2010
Douglas Lee FeyereisenChase Investment Services Corp.Ameriprise Financial Services, Inc.$10010-01-2010
David Shane ParkerLPL Financial LLCAmeriprise Financial Services, Inc.$10012-20-2010
Brian Richard DoughtyLPL Financial LLCAmeriprise Financial Services, Inc.12-20-2010
Paul M PinedaAsymmetric Advantage Capital Management, LLCAmeriprise Financial Services, Inc.05-20-2011
Russell James WhidbeeWaddell & ReedAmeriprise Financial Services, Inc.$10010-03-2011
Moghis Uddin MohammadVita Intellectus, LLCAmeriprise Financial Services, Inc.10-14-2011
Josh Michael LabelVita Intellectus, LLCAmeriprise Financial Services, Inc.10-14-2011
Ian Alec TinkerVita Intellectus, LLCAmeriprise Financial Services, Inc.10-14-2011
William Guy HowardMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.01-23-2012
Stephen Reidar FastWaddell & ReedAmeriprise Financial Services, Inc.$25004-12-2012
Deborah Jean DodsonWaddell & ReedAmeriprise Financial Services, Inc.$25006-15-2012
Joseph Michael SchreiberNorthwest Asset ManagementAmeriprise Financial Services, Inc.07-13-2012
Donald Wade SteffinsEdward JonesAmeriprise Financial Services, Inc.$10011-02-2012
Marilyn Leslie MilneAmeritas Investment Corp.Ameriprise Financial Services, Inc.08-05-2013
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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