Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Craggett JrLPL Financial LLCAmeriprise Financial Services, LLC$5606-10-2016
Sean Emmet BreenCetera Investment Advisers LLCAmeriprise Financial Services, LLC10-05-2020
Nathan Edward BauerFinancial Advocates Investment ManagementAmeriprise Financial Services, LLC09-17-2020
Jeffrey Daniel EischenFinancial Advocates Investment ManagementAmeriprise Financial Services, LLC09-11-2020
William Bruce Anderholt IICUSO Financial Services, L.P.Ameriprise Financial Services, LLC09-01-2020
Steven Paul PoirierGreenRock Asset Management LLCAmeriprise Financial Services, LLC08-17-2020
Mark Daniel LalichGreenRock Asset Management LLCAmeriprise Financial Services, LLC08-17-2020
Huey Tac LuuWestlake Wealth Management LLCAmeriprise Financial Services, LLC07-22-2020
Richard Gabriel ChavesFisher InvestmentsAmeriprise Financial Services, LLC04-27-2020
Jason DainasFisher InvestmentsAmeriprise Financial Services, LLC04-22-2020
Kris A KienzleMutual Securities, Inc.Ameriprise Financial Services, LLC02-18-2020
Eugene A DelarosaClear Creek Financial Management, LLCAmeriprise Financial Services, LLC01-03-2020
Homer Scoville Smith IvIntegrated Wealth Concepts LLCAmeriprise Financial Services, LLC$5011-13-2019
Robert Foster KransbergerLPL Financial LLCAmeriprise Financial Services, LLC11-01-2019
David Lee KarpanEdward JonesAmeriprise Financial Services, LLC$1108-30-2019
Chase Rolland MunozRainier Capital Investments LLCAmeriprise Financial Services, LLC$2508-16-2019
David R UhlmannSynergos AdvisoryAmeriprise Financial Services, LLC07-24-2019
Mark Ramsay DennieVinoble GroupAmeriprise Financial Services, LLC$4105-31-2019
Tracie A MitchellVinoble GroupAmeriprise Financial Services, LLC05-28-2019
Brian Matthew JohnsonVinoble GroupAmeriprise Financial Services, LLC$5005-28-2019
Sean Vaughn OwenVinoble GroupAmeriprise Financial Services, LLC$1005-23-2019
Bret Alexander HambyVinoble GroupAmeriprise Financial Services, LLC05-23-2019
Brian Richard MohoricVinoble GroupAmeriprise Financial Services, LLC05-23-2019
Jason N GlazierEdward JonesAmeriprise Financial Services, LLC03-15-2019
Eric V NguyenCetera Advisor Networks LLCAmeriprise Financial Services, LLC03-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.