Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Evan ThomasVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-03-2019
Gary Lee MeagherLPL Financial LLCCetera Advisor Networks LLC12-12-2018
James Richard JacksonLPL Financial LLCCetera Advisor Networks LLC12-05-2018
William Barnard HanafordLPL Financial LLCCetera Advisor Networks LLC$2512-05-2018
Blaine Robbi CarverMutual Securities, Inc.Cetera Advisor Networks LLC07-16-2018
Brian Glenn MarsMutual Securities, Inc.Cetera Advisor Networks LLC$107-16-2018
Elizabeth Ann RameyMutual Securities, Inc.Cetera Advisor Networks LLC07-16-2018
Glenn Robert MarsMutual Securities, Inc.Cetera Advisor Networks LLC$15007-16-2018
Scott Robert JewettMutual Securities, Inc.Cetera Advisor Networks LLC$15007-16-2018
Brian Richard BronkLPL Financial LLCCetera Advisor Networks LLC06-28-2018
David Clyde BartonLPL Financial LLCCetera Advisor Networks LLC06-28-2018
James Edward GarrisonKMS Financial Services, Inc.Cetera Advisor Networks LLC$1010-26-2017
Lance Lynn AltheideAmerican Independent Securities Group, LLCCetera Advisor Networks LLC$1011-03-2016
David C GordonMutual Securities, Inc.Cetera Advisor Networks LLC09-26-2016
Debra Sue BellMutual Securities, Inc.Cetera Advisor Networks LLC$2509-26-2016
Michael Howard GordonMutual Securities, Inc.Cetera Advisor Networks LLC09-26-2016
Todd Paul ClaypoolPrincipal Securities, Inc.Cetera Advisor Networks LLC09-09-2016
Kyle David OttoPruco Securities, LLC.Cetera Advisor Networks LLC07-27-2016
Briana Kelly KeydelMutual Securities, Inc.Cetera Advisor Networks LLC03-28-2016
Julie Ann BackMutual Securities, Inc.Cetera Advisor Networks LLC03-28-2016
Christina Ranae SchwindCUSO Financial Services, L.P.Cetera Advisor Networks LLC03-16-2016
Jean Axford MorrisCUSO Financial Services, L.P.Cetera Advisor Networks LLC03-16-2016
Mary Alyce DailFinancial Advocates Investment ManagementCetera Advisor Networks LLC12-22-2015
Leslie Rhodes KoonceEK Riley Investments, LLCCetera Advisor Networks LLC12-09-2015
Dwayne Alan DilleyCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5012-01-2015
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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