Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Karin Jo Nilsson | LPL Financial LLC | Cetera Advisor Networks LLC | — | 10-07-2011 |
Kathryn Sue Wilson | KMS Financial Services, Inc. | Cetera Advisor Networks LLC | — | 10-20-2011 |
Todd Alan Shobert | LPL Financial LLC | Cetera Advisor Networks LLC | — | 11-01-2012 |
David Gaen Lee | Oppenheimer & Co. Inc. | Cetera Advisor Networks LLC | — | 01-09-2013 |
Michelle Kay Demand | LPL Financial LLC | Cetera Advisor Networks LLC | $25 | 02-01-2013 |
Michael James Keever | Ameriprise Financial Services, Inc. | Cetera Advisor Networks LLC | — | 02-14-2014 |
Mark Graham Lybbert | HD Vest Investment Services | Cetera Advisor Networks LLC | — | 12-09-2014 |
Robert Lee Stewart | CUSO Financial Services, L.P. | Cetera Advisor Networks LLC | $150 | 11-18-2015 |
Eric P. Strom | CUSO Financial Services, L.P. | Cetera Advisor Networks LLC | — | 11-18-2015 |
Timothy E. Reichstein | CUSO Financial Services, L.P. | Cetera Advisor Networks LLC | — | 11-18-2015 |
Dwayne Alan Dilley | Cambridge Investment Research, Inc. | Cetera Advisor Networks LLC | — | 12-01-2015 |
Christina Ranae Schwind | CUSO Financial Services, L.P. | Cetera Advisor Networks LLC | — | 03-16-2016 |
Debra Sue Bell | Mutual Securities, Inc. | Cetera Advisor Networks LLC | — | 09-26-2016 |
Lance Lynn Altheide | American Independent Securities Group, LLC | Cetera Advisor Networks LLC | $10 | 11-03-2016 |
James Edward Garrison | KMS Financial Services, Inc. | Cetera Advisor Networks LLC | $10 | 10-26-2017 |
David Clyde Barton | LPL Financial LLC | Cetera Advisor Networks LLC | — | 06-28-2018 |
Raymond Douglas Collier | LPL Financial LLC | Cetera Advisor Networks LLC | — | 06-28-2018 |
Brian Richard Bronk | LPL Financial LLC | Cetera Advisor Networks LLC | — | 06-28-2018 |
Scott Robert Jewett | MarsJewett Financial Group, Inc | Cetera Advisor Networks LLC | — | 07-16-2018 |
Elizabeth A. Ramey | MarsJewett Financial Group, Inc | Cetera Advisor Networks LLC | — | 07-16-2018 |
Brian Glenn Mars | MarsJewett Financial Group, Inc | Cetera Advisor Networks LLC | — | 07-16-2018 |
Blaine Robbi Carver | MarsJewett Financial Group, Inc | Cetera Advisor Networks LLC | — | 07-16-2018 |
Glenn Robert Mars | MarsJewett Financial Group, Inc | Cetera Advisor Networks LLC | — | 07-16-2018 |
William Barnard Hanaford | LPL Financial LLC | Cetera Advisor Networks LLC | $25 | 12-05-2018 |
James Richard Jackson | LPL Financial LLC | Cetera Advisor Networks LLC | — | 12-05-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.