Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arlyn Philip NelsonNelson Financial Management, LLCCetera Advisors LLC03-27-2012
Denton Jay OldeCetera Advisor Networks LLCCetera Advisors LLC07-09-2014
David Emil WitthuhnAmeriprise Financial Services, Inc.Cetera Advisors LLC09-30-2014
Timothy Cooke VailVail Ridge Capital, LLCCetera Advisors LLC12-12-2014
Tyler R PriceEK Riley Investments, LLCCetera Advisors LLC$1004-13-2015
Timothy Ryan BoyleThe Boyle Group Wealth ManagementCetera Advisors LLC11-23-2015
Dean Russell WhitmanParkland Securities, LLCCetera Advisors LLC10-24-2016
Michael Patrick RaineriKMS Financial Services, Inc.Cetera Advisors LLC04-24-2018
Matthew James PulsipherKMS Financial Services, Inc.Cetera Advisors LLC$2507-20-2018
Jeffrey David ElsworthLPL Financial LLCCetera Advisors LLC$5010-26-2018
Peter Ward JensenAmeriprise Financial Services, Inc.Cetera Advisors LLC$3401-25-2019
John Edward SladkoKMS Financial Services, Inc.Cetera Advisors LLC10-01-2019

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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