Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tara Hockett WiswallEdward JonesCetera Investment Services LLC09-07-2018
Kelly Todd KortmanIcicle Creek InvestmentsCetera Investment Services LLC07-13-2018
Christopher Riley AveyPlanMember Securities CorporationCetera Investment Services LLC05-16-2018
Rakesh Bira ChopraTD Ameritrade Investment Management, LLCCetera Investment Services LLC05-04-2018
Yali Pan ShenemanLPL Financial LLCCetera Investment Services LLC02-28-2017
Scott Michael PerryFisher InvestmentsCetera Investment Services LLC02-17-2017
Laurie Ann OvesenMorgan StanleyCetera Investment Services LLC02-16-2017
Brian C WagnonHart Capital Management, Inc.Cetera Investment Services LLC07-13-2016
James Arthur StottlemyreLPL Financial LLCCetera Investment Services LLC06-14-2016
Sean Francis HarringtonPrincipal Securities, Inc.Cetera Investment Services LLC01-15-2016
Christopher Thomas SakasJ.P. Morgan Securities LLCCetera Investment Services LLC02-24-2015
Mark Thomas BoyerSymetra Investment Services, Inc.Cetera Investment Services LLC07-01-2014
Ronald Edwin BarnetteU.S. Bancorp Investments, Inc.Cetera Investment Services LLC11-18-2013
Boo Young SongUnionBanc Investment Services, LLCCetera Investment Services LLC10-22-2013
Brian Quinn ColemanKey Investment Services LLCCetera Investment Services LLC04-01-2013
Jae Wan KohU.S. Bancorp Investments, Inc.Cetera Investment Services LLC01-01-2013
Brent Robert BridenbackUmpqua Investments, Inc.Cetera Investment Services LLC$15010-30-2012
Brooke Joanne McveyRP Capital LLCCetera Investment Services LLC08-16-2012
Susan June DerenzoLPL Financial LLCCetera Investment Services LLC08-01-2012
John Charles CameronLPL Financial LLCCetera Investment Services LLC07-20-2012
Blaine Allen PetersonMorgan StanleyCetera Investment Services LLC05-25-2012
Matthew Hannon GraceKey Investment Services LLCCetera Investment Services LLC11-22-2011
Jeffery Allan KendallUBS Financial Services Inc.Cetera Investment Services LLC11-18-2011
Andrew Lucas FinniganLPL Financial LLCCetera Investment Services LLC02-08-2011
Anthony Todd DukeChase Investment Services Corp.Cetera Investment Services LLC09-01-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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