Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Stirn KeyesPetersen Hastings Investment Management IncCetera Investment Services LLC02-18-2020
Nini WuMorgan StanleyCetera Investment Services LLC01-31-2020
Omar Nytel KempFisher InvestmentsCetera Investment Services LLC10-15-2019
Tara Hockett WiswallEdward JonesCetera Investment Services LLC09-07-2018
Christopher Riley AveyPlanMember Securities CorporationCetera Investment Services LLC05-16-2018
Rocky Bira ChopraTD Ameritrade Investment Management, LLCCetera Investment Services LLC05-04-2018
Sara Elizabeth RasmussenCountry Capital Management CompanyCetera Investment Services LLC04-25-2018
Kimberly Kay EskelsonWells Fargo Clearing Services, LLCCetera Investment Services LLC01-04-2018
Yali P. ShenemanLPL Financial LLCCetera Investment Services LLC02-28-2017
Scott Michael PerryFisher InvestmentsCetera Investment Services LLC02-17-2017
Laurie Ann OvesenMorgan StanleyCetera Investment Services LLC02-16-2017
Brian C WagnonHart Capital Management, Inc.Cetera Investment Services LLC07-13-2016
James Arthur StottlemyreLPL Financial LLCCetera Investment Services LLC06-14-2016
Sean Francis HarringtonPrincipal Securities, Inc.Cetera Investment Services LLC01-15-2016
Christopher Thomas SakasJ.P. Morgan Securities LLCCetera Investment Services LLC02-24-2015
Mark Thomas BoyerSymetra Investment Services, Inc.Cetera Investment Services LLC07-01-2014
Ronald Edwin BarnetteU.S. Bancorp Investments, Inc.Cetera Investment Services LLC11-18-2013
Boo Young SongUnionBanc Investment Services, LLCCetera Investment Services LLC10-22-2013
Brian Quinn ColemanKey Investment Services LLCCetera Investment Services LLC04-01-2013
Jae Wan KohU.S. Bancorp Investments, Inc.Cetera Investment Services LLC01-01-2013
Brent Robert BridenbackUmpqua Investments, Inc.Cetera Investment Services LLC10-30-2012
Brooke Joanne McVeyRP Capital LLCCetera Investment Services LLC08-16-2012
Susan June DerenzoLPL Financial LLCCetera Investment Services LLC08-01-2012
Matthew Hannon GraceKey Investment Services LLCCetera Investment Services LLC11-22-2011
Jeffery Allan KendallUBS Financial Services Inc.Cetera Investment Services LLC11-18-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.